WANG JUNYUAN JERRY (CEO, ANHEART THERAPEUTICS LTD.) reported 2 transactions at NUVATION BIO INC.

Review the transaction codes below to understand the nature of each event.

WANG JUNYUAN JERRY

Filed: 9/5/2024ACC: 0001415889-24-022940

InsiderWANG JUNYUAN JERRYCIK 2017749

→

IssuerNUVATION BIO INC.CIK 1811063

DirectorOfficer· CEO, ANHEART THERAPEUTICS LTD.

Since Apr 2024

+4.38M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

4.43M acquired · 42.39K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

C · Conversion

+2.54M

Price / share

—

Trade value

—

% of position

184.5%

9/4/2024

1.38M→3.92M

Class A Common Stock

Indirect

C · Conversion

+1.70M

Price / share

—

Trade value

—

% of position

307.9%

9/4/2024

550.76K→2.25M

Total

Net shares

+4.24M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	9/4/2024	C · Conversion	+2.54M	—	—	184.5%	1.38M	3.92M
Class A Common Stock Indirect	9/4/2024	C · Conversion	+1.70M	—	—	307.9%	550.76K	2.25M
Total			+4.24M		$0.00

Derivative Transactions6

Series A Preferred Stock

Direct

A · Award

Converts to

Class A Common Stock

2.54M shares

+25.44K

Strike price

Held after

25.44K

Exercisable

—

9/3/2024

Series A Preferred Stock

Indirect

A · Award

Converts to

Class A Common Stock

1.70M shares

+16.96K

Strike price

Held after

16.96K

Exercisable

—

9/3/2024

Warrants (Right to Buy)

Direct

A · Award

Converts to

Class A Common Stock

86.47K shares

+86.47K

Strike price

11.50

Held after

86.47K

Exercisable

—

9/3/2024

Warrants (Right to Buy)

Indirect

A · Award

Converts to

Class A Common Stock

57.65K shares

+57.65K

Strike price

11.50

Held after

57.65K

Exercisable

—

9/3/2024

Series A Preferred Stock

Direct

C · Conversion

Converts to

Class A Common Stock

2.54M shares

−25.44K

Strike price

Held after

0.00

Exercisable

—

9/4/2024

Series A Preferred Stock

Indirect

C · Conversion

Converts to

Class A Common Stock

1.70M shares

−16.96K

Strike price

Held after

0.00

Exercisable

—

9/4/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Preferred Stock Direct	Class A Common Stock2.54M shares	9/3/2024	A · Award	+25.44K		—	25.44K
Series A Preferred Stock Indirect	Class A Common Stock1.70M shares	9/3/2024	A · Award	+16.96K		—	16.96K
Warrants (Right to Buy) Direct	Class A Common Stock86.47K shares	9/3/2024	A · Award	+86.47K	11.50	—	86.47K
Warrants (Right to Buy) Indirect	Class A Common Stock57.65K shares	9/3/2024	A · Award	+57.65K	11.50	—	57.65K
Series A Preferred Stock Direct	Class A Common Stock2.54M shares	9/4/2024	C · Conversion	−25.44K		—	0.00
Series A Preferred Stock Indirect	Class A Common Stock1.70M shares	9/4/2024	C · Conversion	−16.96K		—	0.00