WALTERS KIRK W (Sr Executive Vice President) exercised options at PEOPLE'S UNITED FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/26/2021ACC: 0001562180-21-007294
DirectorOfficer· Sr Executive Vice President
Since Feb 2019
-71.22K
Net shares
Net seller
$1.34M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
86.43K acquired · 157.65K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+86.43K
Price / share
$12.65
Trade value
$1.09M
% of position
291.4%
11/23/2021
29.66K→116.09K
Common Stock
Direct
Shares
−71.22K
Price / share
$18.83
Trade value
$1.34M
% of position
61.3%
11/23/2021
116.09K→44.88K
Total
Net shares
+15.22K
Net value
-$247.42K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/23/2021 | M · Option Exercise | +86.43K | $12.65 | $1.09M | 291.4% | 29.66K | 116.09K |
| Common Stock Direct | 11/23/2021 | F · Tax Withholding | −71.22K | $18.83 | $1.34M | 61.3% | 116.09K | 44.88K |
| Total | +15.22K | -$247.42K | ||||||
Derivative Transactions1
Employee Option to Buy
Direct
Converts to
Common Stock
86.43K shares
Shares
−86.43K
Strike price
12.65
Held after
0.00
Exercisable
—
11/23/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Option to Buy Direct | Common Stock86.43K shares | 11/23/2021 | M · Option Exercise | −86.43K | 12.65 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Series A Nonconvertible Perpetual Preferred Stock
IndirectShares owned40K
Common Stock
IndirectShares owned44.87K
Common Stock
IndirectShares owned263.54K
Total
348.41K indirect348.41K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Series A Nonconvertible Perpetual Preferred Stock | 40K | Indirect |
| Common Stock | 44.87K | Indirect |
| Common Stock | 263.54K | Indirect |
| Total | 348.41K | 348.41K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported