WALTERS CHRISTOPHER WILLIAM exercised options at AVANTAX, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/25/2023ACC: 0001068875-23-000097
-10.02K
Net shares
Net seller
$217.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
15.57K acquired · 25.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+15.57K
Price / share
$8.96
Trade value
$139.50K
% of position
4.5%
5/23/2023
348.57K→364.14K
Common Stock
Direct
Shares
−10.02K
Price / share
$21.75
Trade value
$217.85K
% of position
2.8%
5/23/2023
364.14K→354.12K
Total
Net shares
+5.55K
Net value
-$78.35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/23/2023 | M · Option Exercise | +15.57K | $8.96 | $139.50K | 4.5% | 348.57K | 364.14K |
| Common Stock Direct | 5/23/2023 | F · Tax Withholding | −10.02K | $21.75 | $217.85K | 2.8% | 364.14K | 354.12K |
| Total | +5.55K | -$78.35K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
15.57K shares
Shares
−15.57K
Strike price
8.96
Held after
0.00
Exercisable
—
5/23/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock15.57K shares | 5/23/2023 | M · Option Exercise | −15.57K | 8.96 | — | 0.00 |