WALTER ROBERT D exercised options at YUM BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/11/2020ACC: 0001127602-20-004876
-1.10K
Net shares
Net seller
$113.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.16K acquired · 4.26K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+3.16K
Price / share
$35.98
Trade value
$113.62K
% of position
2.8%
2/11/2020
112.28K→115.44K
Common Stock
Indirect
Shares
−1.10K
Price / share
$103.08
Trade value
$113.70K
% of position
1.0%
2/11/2020
115.44K→114.34K
Total
Net shares
+2.06K
Net value
-$72.40
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 2/11/2020 | M · Option Exercise | +3.16K | $35.98 | $113.62K | 2.8% | 112.28K | 115.44K |
| Common Stock Indirect | 2/11/2020 | D · Disposition | −1.10K | $103.08 | $113.70K | 1.0% | 115.44K | 114.34K |
| Total | +2.06K | -$72.40 | ||||||
Derivative Transactions1
Stock Appreciation Right
Direct
Converts to
Common Stock
3.16K shares
Shares
−3.16K
Strike price
35.98
Held after
0.00
Exercisable
—
2/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Appreciation Right Direct | Common Stock3.16K shares | 2/11/2020 | M · Option Exercise | −3.16K | 35.98 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned0.00
Common Stock
DirectShares owned0.00
Total
0.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 0.00 | Direct |
| Common Stock | 0.00 | Direct |
| Total | 0.00 |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported