WALROD NICHOLAS T. sold 0.8% of their position (20.69K shares) of VAPOTHERM INC on the open market
Open‑market sale worth $600.0K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 10/2/2020ACC: 0000899243-20-026848
-20.69K
Net shares
Net seller
$600.0K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
42.86K acquired · 63.55K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+42.86K
Price / share
$14.00
Trade value
$600K
% of position
1.6%
10/1/2020
2.64M→2.69M
Common Stock
Indirect
Shares
−20.69K
Price / share
$29.00
Trade value
$599.98K
% of position
0.8%
10/1/2020
2.69M→2.67M
Total
Net shares
+22.17K
Net value
$17.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 10/1/2020 | X · X | +42.86K | $14.00 | $600K | 1.6% | 2.64M | 2.69M |
| Common Stock Indirect | 10/1/2020 | S · Sale | −20.69K | $29.00 | $599.98K | 0.8% | 2.69M | 2.67M |
| Total | +22.17K | $17.00 | ||||||
Derivative Transactions1
Warrant to Purchase Common Stock
Indirect
Converts to
Common Stock
42.86K shares
Shares
−42.86K
Strike price
14.00
Held after
0.00
Exercisable
—
10/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Indirect | Common Stock42.86K shares | 10/1/2020 | X · X | −42.86K | 14.00 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned503.00
Total
503.00 indirect503.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 503.00 | Indirect |
| Total | 503.00 | 503.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported