WALROD NICHOLAS T.

PrivateCIK: 1752890

Location

PORTLAND, OR

WALROD NICHOLAS T.

Filed: 1/24/2020ACC: 0000899243-20-001939

InsiderWALROD NICHOLAS T.CIK 1752890

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IssuerVAPOTHERM INCCIK 1253176

10% Owner

Since Nov 2018

0.00

Baseline shares

0.00

Direct ownership

0 positions

3.53M

Derivative underlying

9 instruments

0

Security positions

All direct

Non-Derivative Holdings0

No non-derivative holdings reported

Derivative Holdings9

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

285.71K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

264.24K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D-1 Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

208.75K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrant to purchase Series A Convertible Preferred Stock

Indirect

Underlying security

Series A Convertible Preferred Stock

Underlying shares

42.86K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

849.24K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

75.70K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

500K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

227.60K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

1.07M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

3.53M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	285.71K	N/A
Series C Convertible Preferred Stock Indirect	Common Stock		—	—	264.24K	N/A
Series D-1 Convertible Preferred Stock Indirect	Common Stock		—	—	208.75K	N/A
Warrant to purchase Series A Convertible Preferred Stock Indirect	Series A Convertible Preferred Stock		—	—	42.86K	N/A
Series C Convertible Preferred Stock Indirect	Common Stock		—	—	849.24K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	75.70K	N/A
Series A Convertible Preferred Stock Indirect	Common Stock		—	—	500K	N/A
Series A Convertible Preferred Stock Indirect	Common Stock		—	—	227.60K	N/A
Series D Convertible Preferred Stock Indirect	Common Stock		—	—	1.07M	N/A
Total					3.53M	0.00

WALROD NICHOLAS T. — Initial Ownership Disclosure (Form 3) Filed Jan 24, 2020 | Finecho