WALLIS JAMES W. made both purchases and sales at PRAIRIE OPERATING CO.

Purchased 35.9% of their position (204.42K shares) and sold 8.8% of their position (68.13K shares) — review individual transaction dates and prices for directional context.

P · 1S · 1

WALLIS JAMES W.

Filed: 9/18/2024ACC: 0001140361-24-041384

InsiderWALLIS JAMES W.CIK 1992153

→

IssuerPRAIRIE OPERATING CO.CIK 1162896

10% Owner

Since Aug 2023

+264.04K

Net shares

Net buyer

$207.8K

Total sold

Open market trades

1B · 1S

Total transactions

459.77K acquired · 195.73K disposed

Non-Derivative Transactions3

Common Stock

Indirect

P · Purchase

+204.42K

Price / share

$3.05

Trade value

$623.49K

% of position

35.9%

9/7/2023

569.92K→774.35K

Common Stock

Indirect

S · Sale

−68.13K

Price / share

$3.05

Trade value

$207.81K

% of position

8.8%

10/10/2023

774.35K→706.21K

Common Stock

Indirect

X · X

+63.72K

Price / share

$6.00

Trade value

$382.31K

% of position

9.0%

5/1/2024

706.21K→769.93K

Total

Net shares

+200.01K

Net value

$797.99K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	9/7/2023	P · Purchase	+204.42K	$3.05	$623.49K	35.9%	569.92K	774.35K
Common Stock Indirect	10/10/2023	S · Sale	−68.13K	$3.05	$207.81K	8.8%	774.35K	706.21K
Common Stock Indirect	5/1/2024	X · X	+63.72K	$6.00	$382.31K	9.0%	706.21K	769.93K
Total			+200.01K		$797.99K

Derivative Transactions7

Series D Convertible Preferred Stock

Indirect

P · Purchase

Converts to

Common Stock

95.58K shares

+477.89

Strike price

Held after

477.89

Exercisable

—

9/7/2023

Series A Warrants

Indirect

P · Purchase

Converts to

Common Stock

95.58K shares

+95.58K

Strike price

Held after

95.58K

Exercisable

—

9/7/2023

Series B Warrants

Indirect

P · Purchase

Converts to

Common Stock

95.58K shares

+95.58K

Strike price

Held after

95.58K

Exercisable

—

9/7/2023

Series D Convertible Preferred Stock

Indirect

S · Sale

Converts to

Common Stock

31.86K shares

−159.30

Strike price

Held after

318.59

Exercisable

—

10/10/2023

Series A Warrants

Indirect

S · Sale

Converts to

Common Stock

31.86K shares

−31.86K

Strike price

Held after

63.72K

Exercisable

—

10/10/2023

Series B Warrants

Indirect

S · Sale

Converts to

Common Stock

31.86K shares

−31.86K

Strike price

Held after

63.72K

Exercisable

—

10/10/2023

Series B Warrants

Indirect

X · X

Converts to

Common Stock

63.72K shares

−63.72K

Strike price

Held after

0.00

Exercisable

—

5/1/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series D Convertible Preferred Stock Indirect	Common Stock95.58K shares	9/7/2023	P · Purchase	+477.89	5	—	477.89
Series A Warrants Indirect	Common Stock95.58K shares	9/7/2023	P · Purchase	+95.58K	6	—	95.58K
Series B Warrants Indirect	Common Stock95.58K shares	9/7/2023	P · Purchase	+95.58K	6	—	95.58K
Series D Convertible Preferred Stock Indirect	Common Stock31.86K shares	10/10/2023	S · Sale	−159.30	5	—	318.59
Series A Warrants Indirect	Common Stock31.86K shares	10/10/2023	S · Sale	−31.86K	6	—	63.72K
Series B Warrants Indirect	Common Stock31.86K shares	10/10/2023	S · Sale	−31.86K	6	—	63.72K
Series B Warrants Indirect	Common Stock63.72K shares	5/1/2024	X · X	−63.72K	6	—	0.00