Filed: 2/14/2023ACC: 0001104659-23-020039
📋 What this filing means
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 53 equity positions with a total reported market value of $146.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
53
Positions
$146.77M
Total AUM (reported)
1.81M
Total Shares
Allocation by class
COM$68.11M46.4%
US DIVIDEND EQ$10.64M7.2%
MSCI USA MIN VOL$9.17M6.3%
RUS TOP 200 ETF$8.66M5.9%
RUS 1000 GRW ETF$5.81M4.0%
S&P500 EQL TEC$5.24M3.6%
S&P500 EQL HLT$5.13M3.5%
Portfolio Concentration
Top 3$28.47M19.4%
4–10$43.92M29.9%
11–25$58.27M39.7%
Rest$16.11M11.0%
Top 3 weight
19.4%
Top 10 weight
49.3%
Voting Authority Distribution
Total shares with voting rights: 1.81M
Sole
Full voting authority
1.81M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole53
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings53
Rows:
Schwab US Dividend Equity ETF
SOLEShares140.86K
TypeSH
Market value$10.64M
7.25%
Sole
140.86K
Shared
0.00
None
0.00
iShares MSCI USA Min Vol Factor
SOLEShares127.24K
TypeSH
Market value$9.17M
6.25%
Sole
127.24K
Shared
0.00
None
0.00
ISHARES RUSSELL TOP 200 ETF
SOLEShares96.21K
TypeSH
Market value$8.66M
5.90%
Sole
96.21K
Shared
0.00
None
0.00
Lockheed Martin
SOLEShares15.24K
TypeSH
Market value$7.41M
5.05%
Sole
15.24K
Shared
0.00
None
0.00
Gilead Sciences
SOLEShares81.68K
TypeSH
Market value$7.01M
4.78%
Sole
81.68K
Shared
0.00
None
0.00
Merck & Co
SOLEShares59.09K
TypeSH
Market value$6.56M
4.47%
Sole
59.09K
Shared
0.00
None
0.00
Ross Stores Inc.
SOLEShares50.82K
TypeSH
Market value$5.90M
4.02%
Sole
50.82K
Shared
0.00
None
0.00
Huntington Ingalls
SOLEShares25.50K
TypeSH
Market value$5.88M
4.01%
Sole
25.50K
Shared
0.00
None
0.00
iShares Russell 1000 Growth
SOLEShares27.14K
TypeSH
Market value$5.81M
3.96%
Sole
27.13K
Shared
0.00
None
0.00
Cisco
SOLEShares112.15K
TypeSH
Market value$5.34M
3.64%
Sole
112.15K
Shared
0.00
None
0.00
Pfizer Inc.
SOLEShares103.12K
TypeSH
Market value$5.28M
3.60%
Sole
103.12K
Shared
0.00
None
0.00
Invesco S&P 500 Equal Weight Technology
SOLEShares21.58K
TypeSH
Market value$5.24M
3.57%
Sole
21.58K
Shared
0.00
None
0.00
Juniper Networks
SOLEShares161.38K
TypeSH
Market value$5.16M
3.51%
Sole
161.38K
Shared
0.00
None
0.00
Invesco S&P 500 Equal Weight Healthcare
SOLEShares17.79K
TypeSH
Market value$5.13M
3.50%
Sole
17.79K
Shared
0.00
None
0.00
iShares MSCI USA Equal Weight
SOLEShares66.60K
TypeSH
Market value$4.86M
3.31%
Sole
66.60K
Shared
0.00
None
0.00
Vanguard High Dividend ETF
SOLEShares42.12K
TypeSH
Market value$4.56M
3.11%
Sole
42.12K
Shared
0.00
None
0.00
Novartis
SOLEShares49.24K
TypeSH
Market value$4.47M
3.04%
Sole
49.23K
Shared
0.00
None
0.00
Altria Group
SOLEShares96.37K
TypeSH
Market value$4.40M
3.00%
Sole
96.37K
Shared
0.00
None
0.00
Houlihan Lokey
SOLEShares44.95K
TypeSH
Market value$3.92M
2.67%
Sole
44.95K
Shared
0.00
None
0.00
Exelon
SOLEShares79.87K
TypeSH
Market value$3.45M
2.35%
Sole
79.87K
Shared
0.00
None
0.00
Accenture
SOLEShares10.71K
TypeSH
Market value$2.86M
1.95%
Sole
10.71K
Shared
0.00
None
0.00
iShares US Telecom ETF
SOLEShares114.05K
TypeSH
Market value$2.56M
1.74%
Sole
114.05K
Shared
0.00
None
0.00
iShares Select Dividend ETF
SOLEShares18.83K
TypeSH
Market value$2.27M
1.55%
Sole
18.83K
Shared
0.00
None
0.00
Communication Services SPDR
SOLEShares43.97K
TypeSH
Market value$2.11M
1.44%
Sole
43.97K
Shared
0.00
None
0.00
Constellation Energy
SOLEShares23.21K
TypeSH
Market value$2.00M
1.36%
Sole
23.21K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Schwab US Dividend Equity ETFSOLE | US DIVIDEND EQ | 140.86K | SH | $10.64M 7.25% | 140.86K | 0.00 | 0.00 |
iShares MSCI USA Min Vol FactorSOLE | MSCI USA MIN VOL | 127.24K | SH | $9.17M 6.25% | 127.24K | 0.00 | 0.00 |
ISHARES RUSSELL TOP 200 ETFSOLE | RUS TOP 200 ETF | 96.21K | SH | $8.66M 5.90% | 96.21K | 0.00 | 0.00 |
Lockheed MartinSOLE | COM | 15.24K | SH | $7.41M 5.05% | 15.24K | 0.00 | 0.00 |
Gilead SciencesSOLE | COM | 81.68K | SH | $7.01M 4.78% | 81.68K | 0.00 | 0.00 |
Merck & CoSOLE | COM | 59.09K | SH | $6.56M 4.47% | 59.09K | 0.00 | 0.00 |
Ross Stores Inc.SOLE | COM | 50.82K | SH | $5.90M 4.02% | 50.82K | 0.00 | 0.00 |
Huntington IngallsSOLE | COM | 25.50K | SH | $5.88M 4.01% | 25.50K | 0.00 | 0.00 |
iShares Russell 1000 GrowthSOLE | RUS 1000 GRW ETF | 27.14K | SH | $5.81M 3.96% | 27.13K | 0.00 | 0.00 |
CiscoSOLE | COM | 112.15K | SH | $5.34M 3.64% | 112.15K | 0.00 | 0.00 |
Pfizer Inc.SOLE | COM | 103.12K | SH | $5.28M 3.60% | 103.12K | 0.00 | 0.00 |
Invesco S&P 500 Equal Weight TechnologySOLE | S&P500 EQL TEC | 21.58K | SH | $5.24M 3.57% | 21.58K | 0.00 | 0.00 |
Juniper NetworksSOLE | COM | 161.38K | SH | $5.16M 3.51% | 161.38K | 0.00 | 0.00 |
Invesco S&P 500 Equal Weight HealthcareSOLE | S&P500 EQL HLT | 17.79K | SH | $5.13M 3.50% | 17.79K | 0.00 | 0.00 |
iShares MSCI USA Equal WeightSOLE | MSCI EQUAL WEITE | 66.60K | SH | $4.86M 3.31% | 66.60K | 0.00 | 0.00 |
Vanguard High Dividend ETFSOLE | HIGH DIV YLD | 42.12K | SH | $4.56M 3.11% | 42.12K | 0.00 | 0.00 |
NovartisSOLE | SPONSORED ADR | 49.24K | SH | $4.47M 3.04% | 49.23K | 0.00 | 0.00 |
Altria GroupSOLE | COM | 96.37K | SH | $4.40M 3.00% | 96.37K | 0.00 | 0.00 |
Houlihan LokeySOLE | COM | 44.95K | SH | $3.92M 2.67% | 44.95K | 0.00 | 0.00 |
ExelonSOLE | COM | 79.87K | SH | $3.45M 2.35% | 79.87K | 0.00 | 0.00 |
AccentureSOLE | COM | 10.71K | SH | $2.86M 1.95% | 10.71K | 0.00 | 0.00 |
iShares US Telecom ETFSOLE | US TELECOM ETF | 114.05K | SH | $2.56M 1.74% | 114.05K | 0.00 | 0.00 |
iShares Select Dividend ETFSOLE | SELECT DIVID ETF | 18.83K | SH | $2.27M 1.55% | 18.83K | 0.00 | 0.00 |
Communication Services SPDRSOLE | COMMUNICATION | 43.97K | SH | $2.11M 1.44% | 43.97K | 0.00 | 0.00 |
Constellation EnergySOLE | COM | 23.21K | SH | $2.00M 1.36% | 23.21K | 0.00 | 0.00 |
Page 1 of 3