WALESA JAMES enters CLEARDAY, INC. with 1M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/10/2021ACC: 0001493152-21-022460
DirectorOfficer10% Owner· Chief Executive Officer
Since Sep 2021
1M
Baseline shares
100% direct
1M
Direct ownership
1 position
1M
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, par value $0.001 per share
DirectShares owned1M
Total
1M direct1M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.001 per share | 1M | Direct |
| Total | 1M | 1M direct |
Derivative Holdings4
Series F Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
623.11K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
AIU Alternative Care Inc. Series I Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
112.50K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
242.41K
Shares owned
N/A
Exercise price
5
Expiration
—
Exercise window
—
Clearday Alternative Care OZ Fund LP Units
DirectUnderlying security
Common Stock
Underlying shares
26.77K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series F Preferred Stock Direct | Common Stock | — | — | 623.11K | N/A | |
| AIU Alternative Care Inc. Series I Preferred Stock Direct | Common Stock | — | — | 112.50K | N/A | |
| Warrants Direct | Common Stock | 5 | — | — | 242.41K | N/A |
| Clearday Alternative Care OZ Fund LP Units Direct | Common Stock | — | — | 26.77K | N/A | |
| Total | 1M | 0.00 | ||||