WALDEN CHARLES C exercised options at SPECIAL OPPORTUNITIES FUND, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/15/2021ACC: 0001104659-21-092421
Director
Since Jun 2021
+4.78K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
9.78K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+9.78K
Price / share
—
Trade value
—
% of position
47.7%
6/24/2021
20.51K→30.29K
Total
Net shares
+9.78K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/24/2021 | M · Option Exercise | +9.78K | — | — | 47.7% | 20.51K | 30.29K |
| Total | +9.78K | $0.00 | ||||||
Derivative Transactions1
3.50% Convertible Preferred Stock Series B
Direct
Converts to
Common Stock
9.78K shares
Shares
−5K
Strike price
0
Held after
0.00
Exercisable
—
6/24/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 3.50% Convertible Preferred Stock Series B Direct | Common Stock9.78K shares | 6/24/2021 | M · Option Exercise | −5K | 0 | — | 0.00 |