WAKSAL HARLAN (President, CEO) reported 1 transaction at KADMON HOLDINGS, INC.

Review the transaction codes below to understand the nature of each event.

WAKSAL HARLAN

Filed: 11/9/2021ACC: 0001104659-21-136412

InsiderWAKSAL HARLANCIK 1449008

→

IssuerKADMON HOLDINGS, INC.CIK 1557142

DirectorOfficer· President, CEO

Since Apr 2019

+4.81M

Net shares

Net buyer

$1.69M

Total sold

Open market trades

0B · 0S

Total transactions

4.99M acquired · 177.94K disposed

Non-Derivative Transactions1

Common Stock

Direct

D · Disposition

−177.94K

Price / share

$9.50

Trade value

$1.69M

% of position

New position

11/9/2021

177.94K→0.00

Total

Net shares

−177.94K

Net value

-$1.69M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/9/2021	D · Disposition	−177.94K	$9.50	$1.69M	New position	177.94K	0.00
Total			−177.94K		-$1.69M

Derivative Transactions5

Stock Appreciation Right

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

655K shares

+655K

Strike price

3.64

Held after

0.00

Exercisable

—

11/9/2021

Performance Stock Option(right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

982.50K shares

+982.50K

Strike price

4.06

Held after

0.00

Exercisable

—

11/9/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

1.35M shares

+1.35M

Strike price

4.15

Held after

0.00

Exercisable

—

11/9/2021

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

2M shares

+2M

Strike price

3.96

Held after

0.00

Exercisable

—

11/9/2021

Equity Appreciation Rights Unit

Direct

D · Disposition

Converts to

Common Stock, par value $0.001

750.00 shares

+750.00

Strike price

6.00

Held after

0.00

Exercisable

—

11/9/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Appreciation Right Direct	Common Stock, par value $0.001655K shares	11/9/2021	D · Disposition	+655K	3.64	—
Performance Stock Option(right to buy) Direct	Common Stock, par value $0.001982.50K shares	11/9/2021	D · Disposition	+982.50K	4.06	—
Stock Option (right to buy) Direct	Common Stock, par value $0.0011.35M shares	11/9/2021	D · Disposition	+1.35M	4.15	—
Stock Option (right to buy) Direct	Common Stock, par value $0.0012M shares	11/9/2021	D · Disposition	+2M	3.96	—
Equity Appreciation Rights Unit Direct	Common Stock, par value $0.001750.00 shares	11/9/2021	D · Disposition	+750.00	6.00	—