WAGNER TOM (EVP, Corporate Finance) sold 13.99K shares of PACIFIC MERCANTILE BANCORP on the open market
Open‑market sale worth $130.2K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 10/19/2021ACC: 0001562180-21-006532
Officer· EVP, Corporate Finance
Since Nov 2018
-58.41K
Net shares
Net seller
$130.2K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
58.41K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−13.99K
Price / share
$9.31
Trade value
$130.25K
% of position
New position
10/18/2021
13.99K→0.00
Total
Net shares
−13.99K
Net value
-$130.25K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/18/2021 | S · Sale | −13.99K | $9.31 | $130.25K | New position | 13.99K | 0.00 |
| Total | −13.99K | -$130.25K | ||||||
Derivative Transactions4
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
4.34K shares
Shares
−4.34K
Strike price
8.40
Held after
0.00
Exercisable
—
10/18/2021
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
11.33K shares
Shares
−11.33K
Strike price
6.87
Held after
0.00
Exercisable
—
10/18/2021
Stock Options (Right to buy)
Direct
Converts to
Common Stock
5.17K shares
Shares
−5.17K
Strike price
7.10
Held after
0.00
Exercisable
—
10/18/2021
Stock Options (Right to buy)
Direct
Converts to
Common Stock
23.59K shares
Shares
−23.59K
Strike price
6.77
Held after
0.00
Exercisable
—
10/18/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock4.34K shares | 10/18/2021 | S · Sale | −4.34K | 8.40 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock11.33K shares | 10/18/2021 | S · Sale | −11.33K | 6.87 | — | 0.00 |
| Stock Options (Right to buy) Direct | Common Stock5.17K shares | 10/18/2021 | S · Sale | −5.17K | 7.10 | — | 0.00 |
| Stock Options (Right to buy) Direct | Common Stock23.59K shares | 10/18/2021 | S · Sale | −23.59K | 6.77 | — | 0.00 |