VU QUAN ANH enters OCUGEN, INC. with 165.93K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/10/2023ACC: 0001062993-23-006667
165.93K
Baseline shares
100% direct
165.93K
Direct ownership
1 position
196.85K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned165.93K
Total
165.93K direct165.93K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 165.93K | Direct |
| Total | 165.93K | 165.93K direct |
Derivative Holdings1
Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
196.85K
Shares owned
N/A
Exercise price
1.04
Expiration
—
Exercise window
—
Total
Underlying
196.85K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option (Right to Buy) Direct | Common Stock | 1.04 | — | — | 196.85K | N/A |
| Total | 196.85K | 0.00 | ||||