VON PRONDZYNSKI HEINO exercised options at QUOTIENT LTD

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

VON PRONDZYNSKI HEINO

Filed: 11/2/2021ACC: 0000899243-21-042454

InsiderVON PRONDZYNSKI HEINOCIK 1457861

→

IssuerQUOTIENT LTDCIK 1596946

Director

Since Jul 2018

+69.04K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

78.67K acquired · 9.63K disposed

Non-Derivative Transactions1

Ordinary Shares

Direct

M · Option Exercise

+9.63K

Price / share

—

Trade value

—

% of position

3.3%

10/31/2021

288.18K→297.81K

Total

Net shares

+9.63K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Direct	10/31/2021	M · Option Exercise	+9.63K	—	—	3.3%	288.18K	297.81K
Total			+9.63K		$0.00

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Ordinary Shares

9.63K shares

−9.63K

Strike price

Held after

0.00

Exercisable

—

10/31/2021

Restricted Stock Units

Direct

A · Award

Converts to

Ordinary Shares

69.04K shares

+69.04K

Strike price

Held after

69.04K

Exercisable

—

10/31/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Ordinary Shares9.63K shares	10/31/2021	M · Option Exercise	−9.63K		—	0.00
Restricted Stock Units Direct	Ordinary Shares69.04K shares	10/31/2021	A · Award	+69.04K		—	69.04K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)3

Ordinary Share Option (Right to Buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

8.73K

Shares owned

8.73K

Exercise price

5.73

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

9.60K

Shares owned

9.60K

Exercise price

5.21

Expiration

—

Exercise window

—

Ordinary Share Option (Right to Buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

4.30K

Shares owned

4.30K

Exercise price

11.62

Expiration

—

Exercise window

—

Total

Underlying

22.63K

Owned

22.63K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Ordinary Share Option (Right to Buy) Direct	Ordinary Shares	5.73	—	—	8.73K	8.73K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	5.21	—	—	9.60K	9.60K
Ordinary Share Option (Right to Buy) Direct	Ordinary Shares	11.62	—	—	4.30K	4.30K
Total					22.63K	22.63K