VOGT CHARLES D (President & CEO) exercised options at DZS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/10/2024ACC: 0001101680-24-000136
DirectorOfficer· President & CEO
Since Aug 2020
+1.13M
Net shares
Net buyer
$37.9K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
1.40M acquired · 265.30K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+200K
Price / share
—
Trade value
—
% of position
72.7%
9/6/2024
275.25K→475.25K
Common Stock
Direct
Shares
−65.30K
Price / share
$0.58
Trade value
$37.87K
% of position
13.7%
9/6/2024
475.25K→409.95K
Total
Net shares
+134.70K
Net value
-$37.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/6/2024 | M · Option Exercise | +200K | — | — | 72.7% | 275.25K | 475.25K |
| Common Stock Direct | 9/6/2024 | F · Tax Withholding | −65.30K | $0.58 | $37.87K | 13.7% | 475.25K | 409.95K |
| Total | +134.70K | -$37.87K | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
600K shares
Shares
+600K
Strike price
Held after
600K
Exercisable
—
9/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
600K shares
Shares
+600K
Strike price
Held after
600K
Exercisable
—
9/6/2024
Restricted Stock Units
Direct
Converts to
Common Stock
200K shares
Shares
−200K
Strike price
Held after
400K
Exercisable
—
9/6/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock600K shares | 9/6/2024 | A · Award | +600K | — | 600K | |
| Restricted Stock Units Direct | Common Stock600K shares | 9/6/2024 | A · Award | +600K | — | 600K | |
| Restricted Stock Units Direct | Common Stock200K shares | 9/6/2024 | M · Option Exercise | −200K | — | 400K |