VOGT CHARLES D (President & CEO) exercised options at DZS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 7/3/2024ACC: 0001101680-24-000072
DirectorOfficer· President & CEO
Since Aug 2020
-44.78K
Net shares
Net seller
$51.9K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
133.46K acquired · 178.24K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+66.67K
Price / share
—
Trade value
—
% of position
35.7%
7/1/2024
186.56K→253.23K
Common Stock
Direct
Shares
−22.37K
Price / share
$1.16
Trade value
$25.95K
% of position
8.8%
7/1/2024
253.23K→230.86K
Common Stock
Direct
Shares
+66.79K
Price / share
—
Trade value
—
% of position
28.9%
7/1/2024
230.86K→297.65K
Common Stock
Direct
Shares
−22.41K
Price / share
$1.16
Trade value
$25.99K
% of position
7.5%
7/1/2024
297.65K→275.25K
Total
Net shares
+88.68K
Net value
-$51.94K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/1/2024 | M · Option Exercise | +66.67K | — | — | 35.7% | 186.56K | 253.23K |
| Common Stock Direct | 7/1/2024 | F · Tax Withholding | −22.37K | $1.16 | $25.95K | 8.8% | 253.23K | 230.86K |
| Common Stock Direct | 7/1/2024 | M · Option Exercise | +66.79K | — | — | 28.9% | 230.86K | 297.65K |
| Common Stock Direct | 7/1/2024 | F · Tax Withholding | −22.41K | $1.16 | $25.99K | 7.5% | 297.65K | 275.25K |
| Total | +88.68K | -$51.94K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
66.67K shares
Shares
−66.67K
Strike price
Held after
0.00
Exercisable
—
7/1/2024
Restricted Stock Units
Direct
Converts to
Common Stock
66.79K shares
Shares
−66.79K
Strike price
Held after
66.79K
Exercisable
—
7/1/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock66.67K shares | 7/1/2024 | M · Option Exercise | −66.67K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock66.79K shares | 7/1/2024 | M · Option Exercise | −66.79K | — | 66.79K |