VOGEL HERBERT S

PrivateCIK: 1544288

Location

DENVER, CO

VOGEL HERBERT S (EVP - Operations) exercised options at SM ENERGY CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

VOGEL HERBERT S

Filed: 7/6/2023ACC: 0000893538-23-000062

InsiderVOGEL HERBERT SCIK 1544288

→

IssuerSM ENERGY COCIK 893538

Officer· EVP - Operations

Since Jul 2018

-45.18K

Net shares

Net seller

$1.44M

Total sold

0

Open market trades

0B · 0S

10

Total transactions

104.74K acquired · 149.91K disposed

Non-Derivative Transactions7

Common Stock, $.01 Par Value

Direct

J · J

Shares

+451.00

Price / share

$26.61

Trade value

$12K

% of position

0.1%

6/30/2023

406.06K→406.51K

Common Stock, $.01 Par Value

Direct

M · Option Exercise

Shares

+65.78K

Price / share

—

Trade value

—

% of position

16.2%

7/3/2023

406.51K→472.29K

Common Stock, $.01 Par Value

Direct

F · Tax Withholding

Shares

−28.78K

Price / share

$31.63

Trade value

$910.22K

% of position

6.1%

7/3/2023

472.29K→443.51K

Common Stock, $.01 Par Value

Direct

M · Option Exercise

Shares

+20.91K

Price / share

—

Trade value

—

% of position

4.7%

7/3/2023

443.51K→464.42K

Common Stock, $.01 Par Value

Direct

F · Tax Withholding

Shares

−9.15K

Price / share

$31.63

Trade value

$289.32K

% of position

2.0%

7/3/2023

464.42K→455.27K

Common Stock, $.01 Par Value

Direct

M · Option Exercise

Shares

+17.61K

Price / share

—

Trade value

—

% of position

3.9%

7/3/2023

455.27K→472.88K

Common Stock, $.01 Par Value

Direct

F · Tax Withholding

Shares

−7.70K

Price / share

$31.63

Trade value

$243.65K

% of position

1.6%

7/3/2023

472.88K→465.17K

Total

Net shares

+59.11K

Net value

-$1.43M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.01 Par Value Direct	6/30/2023	J · J	+451.00	$26.61	$12K	0.1%	406.06K	406.51K
Common Stock, $.01 Par Value Direct	7/3/2023	M · Option Exercise	+65.78K	—	—	16.2%	406.51K	472.29K
Common Stock, $.01 Par Value Direct	7/3/2023	F · Tax Withholding	−28.78K	$31.63	$910.22K	6.1%	472.29K	443.51K
Common Stock, $.01 Par Value Direct	7/3/2023	M · Option Exercise	+20.91K	—	—	4.7%	443.51K	464.42K
Common Stock, $.01 Par Value Direct	7/3/2023	F · Tax Withholding	−9.15K	$31.63	$289.32K	2.0%	464.42K	455.27K
Common Stock, $.01 Par Value Direct	7/3/2023	M · Option Exercise	+17.61K	—	—	3.9%	455.27K	472.88K
Common Stock, $.01 Par Value Direct	7/3/2023	F · Tax Withholding	−7.70K	$31.63	$243.65K	1.6%	472.88K	465.17K
Total			+59.11K		-$1.43M

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

65.78K shares

Shares

−65.78K

Strike price

Held after

0.00

Exercisable

—

7/3/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

20.91K shares

Shares

−20.91K

Strike price

Held after

20.91K

Exercisable

—

7/3/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 Par Value

17.61K shares

Shares

−17.61K

Strike price

Held after

35.21K

Exercisable

—

7/3/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $.01 Par Value65.78K shares	7/3/2023	M · Option Exercise	−65.78K		—	0.00
Restricted Stock Units Direct	Common Stock, $.01 Par Value20.91K shares	7/3/2023	M · Option Exercise	−20.91K		—	20.91K
Restricted Stock Units Direct	Common Stock, $.01 Par Value17.61K shares	7/3/2023	M · Option Exercise	−17.61K		—	35.21K

VOGEL HERBERT S — Insider Transaction (Form 4) Filed Jul 6, 2023 | Finecho