VOGEL CARL E exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/3/2023ACC: 0001209191-23-040713
+5K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
6.25K acquired · 1.25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.25K
Price / share
—
Trade value
—
% of position
7.1%
7/1/2023
17.50K→18.75K
Total
Net shares
+1.25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/1/2023 | M · Option Exercise | +1.25K | — | — | 7.1% | 17.50K | 18.75K |
| Total | +1.25K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
1.25K shares
Shares
−1.25K
Strike price
Held after
0.00
Exercisable
—
7/1/2023
Restricted Stock Units
Direct
Converts to
Common Stock
5K shares
Shares
+5K
Strike price
Held after
5K
Exercisable
—
7/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.25K shares | 7/1/2023 | M · Option Exercise | −1.25K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock5K shares | 7/1/2023 | A · Award | +5K | — | 5K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned37.50K
Total
37.50K indirect37.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 37.50K | Indirect |
| Total | 37.50K | 37.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported