VIVO OPPORTUNITY, LLC reported 3 transactions at SIERRA ONCOLOGY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/1/2022ACC: 0001213900-22-036724
10% Owner
Since Nov 2019
-5.19M
Net shares
Net seller
$183.12M
Total sold
0
Open market trades
0B · 0S
6
Total transactions
5.19M disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
−161.71K
Price / share
$55.00
Trade value
$8.89M
% of position
New position
7/1/2022
161.71K→0.00
Common Stock
Indirect
Shares
−2.74M
Price / share
$55.00
Trade value
$150.47M
% of position
New position
7/1/2022
2.74M→0.00
Common Stock
Indirect
Shares
−431.95K
Price / share
$55.00
Trade value
$23.76M
% of position
New position
7/1/2022
431.95K→0.00
Total
Net shares
−3.33M
Net value
-$183.12M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/1/2022 | D · Disposition | −161.71K | $55.00 | $8.89M | New position | 161.71K | 0.00 |
| Common Stock Indirect | 7/1/2022 | D · Disposition | −2.74M | $55.00 | $150.47M | New position | 2.74M | 0.00 |
| Common Stock Indirect | 7/1/2022 | D · Disposition | −431.95K | $55.00 | $23.76M | New position | 431.95K | 0.00 |
| Total | −3.33M | -$183.12M | ||||||
Derivative Transactions3
Series A Warrants
Indirect
Converts to
Common Stock
324.74K shares
Shares
−324.74K
Strike price
13.20
Held after
0.00
Exercisable
—
7/1/2022
Series A Warrants
Indirect
Converts to
Common Stock
1.46M shares
Shares
−1.46M
Strike price
13.20
Held after
0.00
Exercisable
—
7/1/2022
Series A Warrants
Indirect
Converts to
Common Stock
75.75K shares
Shares
−75.75K
Strike price
13.20
Held after
0.00
Exercisable
—
7/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Warrants Indirect | Common Stock324.74K shares | 7/1/2022 | D · Disposition | −324.74K | 13.20 | — | 0.00 |
| Series A Warrants Indirect | Common Stock1.46M shares | 7/1/2022 | D · Disposition | −1.46M | 13.20 | — | 0.00 |
| Series A Warrants Indirect | Common Stock75.75K shares | 7/1/2022 | D · Disposition | −75.75K | 13.20 | — | 0.00 |