VIVO OPPORTUNITY, LLC

PrivateCIK: 1728970
Location

PALO ALTO, CA

VIVO OPPORTUNITY, LLC reported 3 transactions at SIERRA ONCOLOGY, INC.

Review the transaction codes below to understand the nature of each event.

InsiderVIVO OPPORTUNITY, LLCCIK 1728970
IssuerSIERRA ONCOLOGY, INC.CIK 1290149
10% Owner
Since Nov 2019
-1.24M
Net shares
Net seller
$8.08M
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
612.44K acquired · 1.86M disposed
Non-Derivative Transactions3

Common Stock

Indirect
X · X

Shares

+25K

Price / share

$13.20

Trade value

$329.95K

% of position

18.3%
1/26/2022
136.72K161.71K

Common Stock

Indirect
X · X

Shares

+480.28K

Price / share

$13.20

Trade value

$6.34M

% of position

33.0%
1/26/2022
1.46M1.94M

Common Stock

Indirect
X · X

Shares

+107.16K

Price / share

$13.20

Trade value

$1.41M

% of position

33.0%
1/26/2022
324.78K431.95K
Total

Net shares

+612.44K

Net value

$8.08M

Derivative Transactions3

Series B Warrant (Right to Purchase )

Indirect
X · X
Converts to

Common Stock

25K shares

Shares

75.75K

Strike price

13.20

Held after

0.00

Exercisable

1/26/2022

Series B Warrant (Right to Purchase )

Indirect
X · X
Converts to

Common Stock

480.28K shares

Shares

1.46M

Strike price

13.20

Held after

0.00

Exercisable

1/26/2022

Series B Warrant (Right to Purchase )

Indirect
X · X
Converts to

Common Stock

107.16K shares

Shares

324.74K

Strike price

13.20

Held after

0.00

Exercisable

1/26/2022
VIVO OPPORTUNITY, LLC — Insider Transaction (Form 4) Filed Jan 28, 2022 | Finecho