Filed: 12/3/2020ACC: 0001104659-20-132126
DirectorOfficer· President and CEO
Since Dec 2020
0.00
Baseline shares
0.00
Direct ownership
0 positions
1.11M
Derivative underlying
3 instruments
0
Security positions
All direct
Non-Derivative Holdings0
No non-derivative holdings reported
Derivative Holdings3
Series B Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
22.22K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
1.09M
Shares owned
N/A
Exercise price
4.05
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
1.11K
Shares owned
N/A
Exercise price
9.39
Expiration
—
Exercise window
—
Total
Underlying
1.11M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series B Convertible Preferred Stock Direct | Common Stock | — | — | 22.22K | N/A | |
| Stock Option (Right to Buy) Direct | Common Stock | 4.05 | — | — | 1.09M | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 9.39 | — | — | 1.11K | N/A |
| Total | 1.11M | 0.00 | ||||