Filed: 11/14/2023ACC: 0001682021-23-000029
📋 What this filing means
VIVALDI CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 193 equity positions with a total reported market value of $305.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
193
Positions
$305.85M
Total AUM (reported)
9.87M
Total Shares
Allocation by class
COM$103.11M33.7%
PORTFOLIO S&P500$15.67M5.1%
SHT TM US TRES$13.34M4.4%
1 3 YR TREAS BD$12.84M4.2%
PORTFOLIO DEVLPD$10.36M3.4%
US LRG CAP ETF$6.66M2.2%
TOTAL STK MKT$6.08M2.0%
Portfolio Concentration
Top 3$41.85M13.7%
4–10$50.99M16.7%
11–25$65.64M21.5%
Rest$147.38M48.2%
Top 3 weight
13.7%
Top 10 weight
30.4%
Voting Authority Distribution
Total shares with voting rights: 9.87M
Sole
Full voting authority
9.87M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole193
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings193
Rows:
SPDR SER TR
SOLEShares311.73K
TypeSH
Market value$15.67M
5.12%
Sole
311.73K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares278.52K
TypeSH
Market value$13.34M
4.36%
Sole
278.52K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares158.57K
TypeSH
Market value$12.84M
4.20%
Sole
158.57K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares333.93K
TypeSH
Market value$10.36M
3.39%
Sole
333.93K
Shared
0.00
None
0.00
APPLE INC
SOLEShares56.56K
TypeSH
Market value$9.68M
3.17%
Sole
56.56K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares131.72K
TypeSH
Market value$6.66M
2.18%
Sole
131.72K
Shared
0.00
None
0.00
TESLA INC
SOLEShares26.35K
TypeSH
Market value$6.59M
2.16%
Sole
26.35K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares28.63K
TypeSH
Market value$6.08M
1.99%
Sole
28.63K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares13.65K
TypeSH
Market value$5.86M
1.92%
Sole
13.65K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares13.47K
TypeSH
Market value$5.76M
1.88%
Sole
13.47K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares158.51K
TypeSH
Market value$5.38M
1.76%
Sole
158.51K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares16.78K
TypeSH
Market value$5.30M
1.73%
Sole
16.78K
Shared
0.00
None
0.00
GAMING & LEISURE PPTYS INC
SOLEShares113.23K
TypeSH
Market value$5.16M
1.69%
Sole
113.23K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares143.12K
TypeSH
Market value$5.01M
1.64%
Sole
143.12K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares106.22K
TypeSH
Market value$4.65M
1.52%
Sole
106.22K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares120.24K
TypeSH
Market value$4.44M
1.45%
Sole
120.24K
Shared
0.00
None
0.00
BLACKSTONE STRATEGIC CRED 20
SOLEShares401K
TypeSH
Market value$4.41M
1.44%
Sole
401K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares44.44K
TypeSH
Market value$4.19M
1.37%
Sole
44.44K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares23.69K
TypeSH
Market value$4.06M
1.33%
Sole
23.69K
Shared
0.00
None
0.00
ARES DYNAMIC CR ALLOCATION F
SOLEShares314.71K
TypeSH
Market value$4.06M
1.33%
Sole
314.71K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares85.07K
TypeSH
Market value$4.02M
1.31%
Sole
85.07K
Shared
0.00
None
0.00
BLACKROCK MUNICIPAL INCOME
SOLEShares386.54K
TypeSH
Market value$3.92M
1.28%
Sole
386.54K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares76.16K
TypeSH
Market value$3.80M
1.24%
Sole
76.16K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares128.50K
TypeSH
Market value$3.69M
1.21%
Sole
128.50K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares33.09K
TypeSH
Market value$3.56M
1.16%
Sole
33.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 311.73K | SH | $15.67M 5.12% | 311.73K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 278.52K | SH | $13.34M 4.36% | 278.52K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 158.57K | SH | $12.84M 4.20% | 158.57K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 333.93K | SH | $10.36M 3.39% | 333.93K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 56.56K | SH | $9.68M 3.17% | 56.56K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 131.72K | SH | $6.66M 2.18% | 131.72K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 26.35K | SH | $6.59M 2.16% | 26.35K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 28.63K | SH | $6.08M 1.99% | 28.63K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 13.65K | SH | $5.86M 1.92% | 13.65K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.47K | SH | $5.76M 1.88% | 13.47K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 158.51K | SH | $5.38M 1.76% | 158.51K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 16.78K | SH | $5.30M 1.73% | 16.78K | 0.00 | 0.00 |
GAMING & LEISURE PPTYS INCSOLE | COM | 113.23K | SH | $5.16M 1.69% | 113.23K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 143.12K | SH | $5.01M 1.64% | 143.12K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 106.22K | SH | $4.65M 1.52% | 106.22K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 120.24K | SH | $4.44M 1.45% | 120.24K | 0.00 | 0.00 |
BLACKSTONE STRATEGIC CRED 20SOLE | COM SHS BEN IN | 401K | SH | $4.41M 1.44% | 401K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 44.44K | SH | $4.19M 1.37% | 44.44K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 23.69K | SH | $4.06M 1.33% | 23.69K | 0.00 | 0.00 |
ARES DYNAMIC CR ALLOCATION FSOLE | COM | 314.71K | SH | $4.06M 1.33% | 314.71K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 85.07K | SH | $4.02M 1.31% | 85.07K | 0.00 | 0.00 |
BLACKROCK MUNICIPAL INCOMESOLE | COM | 386.54K | SH | $3.92M 1.28% | 386.54K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 76.16K | SH | $3.80M 1.24% | 76.16K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 128.50K | SH | $3.69M 1.21% | 128.50K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 33.09K | SH | $3.56M 1.16% | 33.09K | 0.00 | 0.00 |
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