Filed: 8/14/2023ACC: 0001682021-23-000005
📋 What this filing means
VIVALDI CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 200 equity positions with a total reported market value of $324.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
200
Positions
$324.36M
Total AUM (reported)
10.16M
Total Shares
Allocation by class
COM$114.28M35.2%
PORTFOLIO S&P500$16.52M5.1%
SHT TM US TRES$12.52M3.9%
1 3 YR TREAS BD$11.94M3.7%
PORTFOLIO DEVLPD$10.78M3.3%
CORE S&P500 ETF$6.40M2.0%
TOTAL STK MKT$6.26M1.9%
Portfolio Concentration
Top 3$40.98M12.6%
4–10$53.61M16.5%
11–25$71.14M21.9%
Rest$158.64M48.9%
Top 3 weight
12.6%
Top 10 weight
29.2%
Voting Authority Distribution
Total shares with voting rights: 10.16M
Sole
Full voting authority
10.16M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole200
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings200
Rows:
SPDR SER TR
SOLEShares317.01K
TypeSH
Market value$16.52M
5.09%
Sole
317.01K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares260.49K
TypeSH
Market value$12.52M
3.86%
Sole
260.49K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares147.25K
TypeSH
Market value$11.94M
3.68%
Sole
147.25K
Shared
0.00
None
0.00
APPLE INC
SOLEShares56.70K
TypeSH
Market value$11.00M
3.39%
Sole
56.70K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares331.31K
TypeSH
Market value$10.78M
3.32%
Sole
331.31K
Shared
0.00
None
0.00
TESLA INC
SOLEShares26.04K
TypeSH
Market value$6.82M
2.10%
Sole
26.04K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.35K
TypeSH
Market value$6.40M
1.97%
Sole
14.35K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares28.42K
TypeSH
Market value$6.26M
1.93%
Sole
28.42K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares118.22K
TypeSH
Market value$6.19M
1.91%
Sole
118.22K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares13.91K
TypeSH
Market value$6.16M
1.90%
Sole
13.91K
Shared
0.00
None
0.00
PGIM HIGH YIELD BOND FUND IN
SOLEShares476.32K
TypeSH
Market value$5.92M
1.82%
Sole
476.32K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares156.74K
TypeSH
Market value$5.70M
1.76%
Sole
156.74K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares16.37K
TypeSH
Market value$5.57M
1.72%
Sole
16.37K
Shared
0.00
None
0.00
GAMING & LEISURE PPTYS INC
SOLEShares112.73K
TypeSH
Market value$5.46M
1.68%
Sole
112.73K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares106.20K
TypeSH
Market value$4.87M
1.50%
Sole
106.20K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares136.53K
TypeSH
Market value$4.87M
1.50%
Sole
136.53K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares121.25K
TypeSH
Market value$4.71M
1.45%
Sole
121.25K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares92.85K
TypeSH
Market value$4.43M
1.36%
Sole
92.85K
Shared
0.00
None
0.00
BLACKSTONE STRATEGIC CRED 20
SOLEShares400.37K
TypeSH
Market value$4.38M
1.35%
Sole
400.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares44.60K
TypeSH
Market value$4.36M
1.35%
Sole
44.60K
Shared
0.00
None
0.00
BLACKROCK MUNICIPAL INCOME
SOLEShares374.24K
TypeSH
Market value$4.28M
1.32%
Sole
374.24K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares23.89K
TypeSH
Market value$4.26M
1.31%
Sole
23.89K
Shared
0.00
None
0.00
ARES DYNAMIC CR ALLOCATION F
SOLEShares340.42K
TypeSH
Market value$4.20M
1.29%
Sole
340.42K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.78K
TypeSH
Market value$4.17M
1.28%
Sole
36.78K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares137.48K
TypeSH
Market value$3.96M
1.22%
Sole
137.48K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 317.01K | SH | $16.52M 5.09% | 317.01K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 260.49K | SH | $12.52M 3.86% | 260.49K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 147.25K | SH | $11.94M 3.68% | 147.25K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 56.70K | SH | $11.00M 3.39% | 56.70K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 331.31K | SH | $10.78M 3.32% | 331.31K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 26.04K | SH | $6.82M 2.10% | 26.04K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 14.35K | SH | $6.40M 1.97% | 14.35K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 28.42K | SH | $6.26M 1.93% | 28.42K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 118.22K | SH | $6.19M 1.91% | 118.22K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 13.91K | SH | $6.16M 1.90% | 13.91K | 0.00 | 0.00 |
PGIM HIGH YIELD BOND FUND INSOLE | COM | 476.32K | SH | $5.92M 1.82% | 476.32K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 156.74K | SH | $5.70M 1.76% | 156.74K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 16.37K | SH | $5.57M 1.72% | 16.37K | 0.00 | 0.00 |
GAMING & LEISURE PPTYS INCSOLE | COM | 112.73K | SH | $5.46M 1.68% | 112.73K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 106.20K | SH | $4.87M 1.50% | 106.20K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | INTL EQTY ETF | 136.53K | SH | $4.87M 1.50% | 136.53K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 121.25K | SH | $4.71M 1.45% | 121.25K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 92.85K | SH | $4.43M 1.36% | 92.85K | 0.00 | 0.00 |
BLACKSTONE STRATEGIC CRED 20SOLE | COM SHS BEN IN | 400.37K | SH | $4.38M 1.35% | 400.37K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 44.60K | SH | $4.36M 1.35% | 44.60K | 0.00 | 0.00 |
BLACKROCK MUNICIPAL INCOMESOLE | COM | 374.24K | SH | $4.28M 1.32% | 374.24K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 23.89K | SH | $4.26M 1.31% | 23.89K | 0.00 | 0.00 |
ARES DYNAMIC CR ALLOCATION FSOLE | COM | 340.42K | SH | $4.20M 1.29% | 340.42K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 36.78K | SH | $4.17M 1.28% | 36.78K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 137.48K | SH | $3.96M 1.22% | 137.48K | 0.00 | 0.00 |
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