VIVALDI CAPITAL MANAGEMENT LP

Filed: 5/12/2023ACC: 0001682021-23-000003

📋 What this filing means

VIVALDI CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 203 equity positions with a total reported market value of $330.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

203

Positions

$330.74M

Total AUM (reported)

11.98M

Total Shares

Allocation by class

COM$116.18M35.1%

PORTFOLIO S&P500$15.30M4.6%

SHT TM US TRES$13.38M4.0%

1 3 YR TREAS BD$12.78M3.9%

PORTFOLIO DEVLPD$12.45M3.8%

TR UNIT$7.34M2.2%

CORE S&P500 ETF$6.30M1.9%

Portfolio Concentration

Top 3$41.46M12.5%

4–10$58.72M17.8%

11–25$73.59M22.2%

Rest$156.96M47.5%

Top 3 weight

12.5%

Top 10 weight

30.3%

Voting Authority Distribution

Total shares with voting rights: 11.98M

Sole

Full voting authority

11.98M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole203

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings203

Rows:

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares317.72K

TypeSH

Market value$15.30M

4.63%

Sole

317.72K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

SHT TM US TRES

Shares274.29K

TypeSH

Market value$13.38M

4.05%

Sole

274.29K

Shared

0.00

None

0.00

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares155.55K

TypeSH

Market value$12.78M

3.86%

Sole

155.55K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares387.65K

TypeSH

Market value$12.45M

3.76%

Sole

387.65K

Shared

0.00

None

0.00

ANGEL OAK MORTGAGE REIT INC

SOLE

COM

Shares1.54M

TypeSH

Market value$11.24M

3.40%

Sole

1.54M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares55.92K

TypeSH

Market value$9.22M

2.79%

Sole

55.92K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares17.92K

TypeSH

Market value$7.34M

2.22%

Sole

17.92K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares15.31K

TypeSH

Market value$6.30M

1.90%

Sole

15.31K

Shared

0.00

None

0.00

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares168K

TypeSH

Market value$6.28M

1.90%

Sole

168K

Shared

0.00

None

0.00

PGIM HIGH YIELD BOND FUND IN

SOLE

COM

Shares483.81K

TypeSH

Market value$5.90M

1.78%

Sole

483.81K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares28.64K

TypeSH

Market value$5.85M

1.77%

Sole

28.64K

Shared

0.00

None

0.00

GAMING & LEISURE PPTYS INC

SOLE

COM

Shares111.72K

TypeSH

Market value$5.82M

1.76%

Sole

111.72K

Shared

0.00

None

0.00

ISHARES TR

SOLE

SELECT DIVID ETF

Shares46.57K

TypeSH

Market value$5.46M

1.65%

Sole

46.57K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares25.99K

TypeSH

Market value$5.39M

1.63%

Sole

25.99K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares110.39K

TypeSH

Market value$5.34M

1.61%

Sole

110.39K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P600

Shares132.46K

TypeSH

Market value$5.00M

1.51%

Sole

132.46K

Shared

0.00

None

0.00

FIRST TR EXCHANGE-TRADED FD

SOLE

FST LOW OPPT EFT

Shares97.90K

TypeSH

Market value$4.69M

1.42%

Sole

97.90K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares16.11K

TypeSH

Market value$4.64M

1.40%

Sole

16.11K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P400

Shares105.48K

TypeSH

Market value$4.63M

1.40%

Sole

105.48K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO SH TSR

Shares158.28K

TypeSH

Market value$4.63M

1.40%

Sole

158.28K

Shared

0.00

None

0.00

FIRST TR EXCH TRADED FD III

SOLE

MERGER ARBITRA

Shares229.91K

TypeSH

Market value$4.63M

1.40%

Sole

229.91K

Shared

0.00

None

0.00

BLACKROCK MUNICIPAL INCOME

SOLE

COM

Shares378.63K

TypeSH

Market value$4.42M

1.34%

Sole

378.63K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares126.23K

TypeSH

Market value$4.39M

1.33%

Sole

126.23K

Shared

0.00

None

0.00

SPDR GOLD TR

SOLE

GOLD SHS

Shares23.88K

TypeSH

Market value$4.37M

1.32%

Sole

23.88K

Shared

0.00

None

0.00

BLACKSTONE STRATEGIC CRED 20

SOLE

COM SHS BEN IN

Shares406.17K

TypeSH

Market value$4.33M

1.31%

Sole

406.17K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SER TRSOLE	PORTFOLIO S&P500	317.72K	SH	$15.30M 4.63%	317.72K
SCHWAB STRATEGIC TRSOLE	SHT TM US TRES	274.29K	SH	$13.38M 4.05%	274.29K
ISHARES TRSOLE	1 3 YR TREAS BD	155.55K	SH	$12.78M 3.86%	155.55K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	387.65K	SH	$12.45M 3.76%	387.65K
ANGEL OAK MORTGAGE REIT INCSOLE	COM	1.54M	SH	$11.24M 3.40%	1.54M
APPLE INCSOLE	COM	55.92K	SH	$9.22M 2.79%	55.92K
SPDR S&P 500 ETF TRSOLE	TR UNIT	17.92K	SH	$7.34M 2.22%	17.92K
ISHARES TRSOLE	CORE S&P500 ETF	15.31K	SH	$6.30M 1.90%	15.31K
ISHARES GOLD TRSOLE	ISHARES NEW	168K	SH	$6.28M 1.90%	168K
PGIM HIGH YIELD BOND FUND INSOLE	COM	483.81K	SH	$5.90M 1.78%	483.81K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	28.64K	SH	$5.85M 1.77%	28.64K
GAMING & LEISURE PPTYS INCSOLE	COM	111.72K	SH	$5.82M 1.76%	111.72K
ISHARES TRSOLE	SELECT DIVID ETF	46.57K	SH	$5.46M 1.65%	46.57K
TESLA INCSOLE	COM	25.99K	SH	$5.39M 1.63%	25.99K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	110.39K	SH	$5.34M 1.61%	110.39K
SPDR SER TRSOLE	PORTFOLIO S&P600	132.46K	SH	$5.00M 1.51%	132.46K
FIRST TR EXCHANGE-TRADED FDSOLE	FST LOW OPPT EFT	97.90K	SH	$4.69M 1.42%	97.90K
MICROSOFT CORPSOLE	COM	16.11K	SH	$4.64M 1.40%	16.11K
SPDR SER TRSOLE	PORTFOLIO S&P400	105.48K	SH	$4.63M 1.40%	105.48K
SPDR SER TRSOLE	PORTFOLIO SH TSR	158.28K	SH	$4.63M 1.40%	158.28K
FIRST TR EXCH TRADED FD IIISOLE	MERGER ARBITRA	229.91K	SH	$4.63M 1.40%	229.91K
BLACKROCK MUNICIPAL INCOMESOLE	COM	378.63K	SH	$4.42M 1.34%	378.63K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	126.23K	SH	$4.39M 1.33%	126.23K
SPDR GOLD TRSOLE	GOLD SHS	23.88K	SH	$4.37M 1.32%	23.88K
BLACKSTONE STRATEGIC CRED 20SOLE	COM SHS BEN IN	406.17K	SH	$4.33M 1.31%	406.17K

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