Filed: 11/14/2022ACC: 0001682021-22-000013
📋 What this filing means
VIVALDI CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 222 equity positions with a total reported market value of $370.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
222
Positions
$370.2K
Total AUM (reported)
14.33M
Total Shares
Allocation by class
COM$127.5K34.4%
PORTFOLIO S&P500$15.6K4.2%
TR UNIT$15.4K4.2%
PORTFOLIO DEVLPD$12.5K3.4%
PORTFOLIO SH TSR$9.5K2.6%
FST LOW OPPT EFT$9.2K2.5%
SHT TM US TRES$7.3K2.0%
Portfolio Concentration
Top 3$53.9K14.6%
4–10$61.5K16.6%
11–25$76.1K20.6%
Rest$178.6K48.3%
Top 3 weight
14.6%
Top 10 weight
31.2%
Voting Authority Distribution
Total shares with voting rights: 14.33M
Sole
Full voting authority
14.33M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole222
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings222
Rows:
ANGEL OAK MTG INC
SOLEShares1.99M
TypeSH
Market value$23.0K
6.22%
Sole
1.99M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares364.66K
TypeSH
Market value$15.6K
4.20%
Sole
364.66K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares42.38K
TypeSH
Market value$15.4K
4.15%
Sole
42.38K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares475.12K
TypeSH
Market value$12.5K
3.37%
Sole
475.12K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares330.81K
TypeSH
Market value$9.5K
2.58%
Sole
330.81K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares194.05K
TypeSH
Market value$9.2K
2.48%
Sole
194.05K
Shared
0.00
None
0.00
APPLE INC
SOLEShares62.81K
TypeSH
Market value$8.8K
2.38%
Sole
62.81K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares152.64K
TypeSH
Market value$7.3K
1.98%
Sole
152.64K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.82K
TypeSH
Market value$7.2K
1.95%
Sole
19.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares85.60K
TypeSH
Market value$6.9K
1.87%
Sole
85.60K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares319.39K
TypeSH
Market value$6.4K
1.73%
Sole
319.39K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares163.77K
TypeSH
Market value$5.7K
1.54%
Sole
163.77K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares177.26K
TypeSH
Market value$5.7K
1.54%
Sole
177.26K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares23.79K
TypeSH
Market value$5.6K
1.51%
Sole
23.79K
Shared
0.00
None
0.00
INVESCO SR INCOME TR
SOLEShares1.41M
TypeSH
Market value$5.3K
1.44%
Sole
1.41M
Shared
0.00
None
0.00
PGIM HIGH YIELD BOND FUND IN
SOLEShares452.64K
TypeSH
Market value$5.3K
1.44%
Sole
452.64K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares132.40K
TypeSH
Market value$5.3K
1.42%
Sole
132.40K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares27.49K
TypeSH
Market value$5.0K
1.35%
Sole
27.49K
Shared
0.00
None
0.00
TESLA INC
SOLEShares22.35K
TypeSH
Market value$5.0K
1.35%
Sole
22.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares45.81K
TypeSH
Market value$5.0K
1.34%
Sole
45.81K
Shared
0.00
None
0.00
GAMING & LEISURE PPTYS INC
SOLEShares103.84K
TypeSH
Market value$4.8K
1.30%
Sole
103.84K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares109.22K
TypeSH
Market value$4.7K
1.27%
Sole
109.22K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares40.83K
TypeSH
Market value$4.2K
1.14%
Sole
40.83K
Shared
0.00
None
0.00
BLACKSTONE STRATEGIC CREDIT
SOLEShares378.69K
TypeSH
Market value$4.1K
1.10%
Sole
378.69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares71.12K
TypeSH
Market value$4.0K
1.09%
Sole
71.12K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ANGEL OAK MTG INCSOLE | COM | 1.99M | SH | $23.0K 6.22% | 1.99M | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 364.66K | SH | $15.6K 4.20% | 364.66K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 42.38K | SH | $15.4K 4.15% | 42.38K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 475.12K | SH | $12.5K 3.37% | 475.12K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 330.81K | SH | $9.5K 2.58% | 330.81K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 194.05K | SH | $9.2K 2.48% | 194.05K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 62.81K | SH | $8.8K 2.38% | 62.81K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | SHT TM US TRES | 152.64K | SH | $7.3K 1.98% | 152.64K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 19.82K | SH | $7.2K 1.95% | 19.82K | 0.00 | 0.00 |
ISHARES TRSOLE | 1 3 YR TREAS BD | 85.60K | SH | $6.9K 1.87% | 85.60K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | MERGER ARBITRA | 319.39K | SH | $6.4K 1.73% | 319.39K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 163.77K | SH | $5.7K 1.54% | 163.77K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 177.26K | SH | $5.7K 1.54% | 177.26K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 23.79K | SH | $5.6K 1.51% | 23.79K | 0.00 | 0.00 |
INVESCO SR INCOME TRSOLE | COM | 1.41M | SH | $5.3K 1.44% | 1.41M | 0.00 | 0.00 |
PGIM HIGH YIELD BOND FUND INSOLE | COM | 452.64K | SH | $5.3K 1.44% | 452.64K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 132.40K | SH | $5.3K 1.42% | 132.40K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 27.49K | SH | $5.0K 1.35% | 27.49K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 22.35K | SH | $5.0K 1.35% | 22.35K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 45.81K | SH | $5.0K 1.34% | 45.81K | 0.00 | 0.00 |
GAMING & LEISURE PPTYS INCSOLE | COM | 103.84K | SH | $4.8K 1.30% | 103.84K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 109.22K | SH | $4.7K 1.27% | 109.22K | 0.00 | 0.00 |
ISHARES TRSOLE | SHRT NAT MUN ETF | 40.83K | SH | $4.2K 1.14% | 40.83K | 0.00 | 0.00 |
BLACKSTONE STRATEGIC CREDITSOLE | COM SHS BEN IN | 378.69K | SH | $4.1K 1.10% | 378.69K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 71.12K | SH | $4.0K 1.09% | 71.12K | 0.00 | 0.00 |
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