Filed: 2/14/2023ACC: 0001604488-23-000078
📋 What this filing means
VIVALDI CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 242 equity positions with a total reported market value of $403.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
242
Positions
$403.10M
Total AUM (reported)
14.81M
Total Shares
Allocation by class
COM$127.49M31.6%
TR UNIT$16.26M4.0%
PORTFOLIO S&P500$15.87M3.9%
PORTFOLIO DEVLPD$13.90M3.4%
FST LOW OPPT EFT$9.98M2.5%
CORE S&P500 ETF$8.04M2.0%
MERGER ARBITRA$6.25M1.6%
Portfolio Concentration
Top 3$46.02M11.4%
4–10$55.39M13.7%
11–25$80.42M20.0%
Rest$221.25M54.9%
Top 3 weight
11.4%
Top 10 weight
25.2%
Voting Authority Distribution
Total shares with voting rights: 14.81M
Sole
Full voting authority
14.81M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole242
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings242
Rows:
SPDR S&P 500 ETF TR
SOLEShares41.92K
TypeSH
Market value$16.26M
4.03%
Sole
41.92K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares348.02K
TypeSH
Market value$15.87M
3.94%
Sole
348.02K
Shared
0.00
None
0.00
SPDR INDEX SHS FDS
SOLEShares449.17K
TypeSH
Market value$13.90M
3.45%
Sole
449.17K
Shared
0.00
None
0.00
ANGEL OAK MTG INC
SOLEShares1.59M
TypeSH
Market value$10.72M
2.66%
Sole
1.59M
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares208.88K
TypeSH
Market value$9.98M
2.48%
Sole
208.88K
Shared
0.00
None
0.00
APPLE INC
SOLEShares62.51K
TypeSH
Market value$8.14M
2.02%
Sole
62.51K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares20.63K
TypeSH
Market value$8.04M
1.99%
Sole
20.63K
Shared
0.00
None
0.00
FIRST TR EXCH TRADED FD III
SOLEShares310.80K
TypeSH
Market value$6.25M
1.55%
Sole
310.80K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares211.80K
TypeSH
Market value$6.15M
1.53%
Sole
211.80K
Shared
0.00
None
0.00
ISHARES GOLD TR
SOLEShares171.97K
TypeSH
Market value$6.13M
1.52%
Sole
171.97K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares158.70K
TypeSH
Market value$6.10M
1.51%
Sole
158.70K
Shared
0.00
None
0.00
PGIM HIGH YIELD BOND FUND IN
SOLEShares485.37K
TypeSH
Market value$5.97M
1.48%
Sole
485.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares48.33K
TypeSH
Market value$5.97M
1.48%
Sole
48.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares236.51K
TypeSH
Market value$5.85M
1.45%
Sole
236.51K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares130.03K
TypeSH
Market value$5.72M
1.42%
Sole
130.03K
Shared
0.00
None
0.00
INVESCO SR INCOME TR
SOLEShares1.49M
TypeSH
Market value$5.69M
1.41%
Sole
1.49M
Shared
0.00
None
0.00
GAMING & LEISURE PPTYS INC
SOLEShares110.72K
TypeSH
Market value$5.63M
1.40%
Sole
110.72K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares24.50K
TypeSH
Market value$5.56M
1.38%
Sole
24.50K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares94.91K
TypeSH
Market value$5.52M
1.37%
Sole
94.91K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares28.38K
TypeSH
Market value$5.51M
1.37%
Sole
28.38K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares108.06K
TypeSH
Market value$4.95M
1.23%
Sole
108.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares70.09K
TypeSH
Market value$4.80M
1.19%
Sole
70.09K
Shared
0.00
None
0.00
BLACKROCK MUNICIPAL INCOME
SOLEShares393.37K
TypeSH
Market value$4.59M
1.14%
Sole
393.37K
Shared
0.00
None
0.00
BLACKSTONE STRATEGIC CREDIT
SOLEShares403.82K
TypeSH
Market value$4.33M
1.07%
Sole
403.82K
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares24.39K
TypeSH
Market value$4.25M
1.05%
Sole
24.39K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.92K | SH | $16.26M 4.03% | 41.92K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 348.02K | SH | $15.87M 3.94% | 348.02K | 0.00 | 0.00 |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 449.17K | SH | $13.90M 3.45% | 449.17K | 0.00 | 0.00 |
ANGEL OAK MTG INCSOLE | COM | 1.59M | SH | $10.72M 2.66% | 1.59M | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 208.88K | SH | $9.98M 2.48% | 208.88K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 62.51K | SH | $8.14M 2.02% | 62.51K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 20.63K | SH | $8.04M 1.99% | 20.63K | 0.00 | 0.00 |
FIRST TR EXCH TRADED FD IIISOLE | MERGER ARBITRA | 310.80K | SH | $6.25M 1.55% | 310.80K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 211.80K | SH | $6.15M 1.53% | 211.80K | 0.00 | 0.00 |
ISHARES GOLD TRSOLE | ISHARES NEW | 171.97K | SH | $6.13M 1.52% | 171.97K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P600 | 158.70K | SH | $6.10M 1.51% | 158.70K | 0.00 | 0.00 |
PGIM HIGH YIELD BOND FUND INSOLE | COM | 485.37K | SH | $5.97M 1.48% | 485.37K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 48.33K | SH | $5.97M 1.48% | 48.33K | 0.00 | 0.00 |
ISHARES TRSOLE | IBONDS 23 TRM TS | 236.51K | SH | $5.85M 1.45% | 236.51K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 130.03K | SH | $5.72M 1.42% | 130.03K | 0.00 | 0.00 |
INVESCO SR INCOME TRSOLE | COM | 1.49M | SH | $5.69M 1.41% | 1.49M | 0.00 | 0.00 |
GAMING & LEISURE PPTYS INCSOLE | COM | 110.72K | SH | $5.63M 1.40% | 110.72K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 24.50K | SH | $5.56M 1.38% | 24.50K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 94.91K | SH | $5.52M 1.37% | 94.91K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 28.38K | SH | $5.51M 1.37% | 28.38K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 108.06K | SH | $4.95M 1.23% | 108.06K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 70.09K | SH | $4.80M 1.19% | 70.09K | 0.00 | 0.00 |
BLACKROCK MUNICIPAL INCOMESOLE | COM | 393.37K | SH | $4.59M 1.14% | 393.37K | 0.00 | 0.00 |
BLACKSTONE STRATEGIC CREDITSOLE | COM SHS BEN IN | 403.82K | SH | $4.33M 1.07% | 403.82K | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 24.39K | SH | $4.25M 1.05% | 24.39K | 0.00 | 0.00 |
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