VISTA INVESTMENT MANAGEMENT

Filed: 5/15/2023ACC: 0001740140-23-000002

📋 What this filing means

VISTA INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 167 equity positions with a total reported market value of $189.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

167

Positions

$189.20M

Total AUM (reported)

3.56M

Total Shares

Allocation by class

COM$56.84M30.0%

PORTFOLIO SHORT$7.53M4.0%

SHRT TRM CORP BD$6.58M3.5%

INF TECH ETF$4.99M2.6%

IG FLOATING RATE$4.53M2.4%

VAR RATE INVT$4.14M2.2%

MSCI USA STRTGIC$4.11M2.2%

Portfolio Concentration

Top 3$19.10M10.1%

4–10$27.58M14.6%

11–25$37.94M20.1%

Rest$104.58M55.3%

Top 3 weight

10.1%

Top 10 weight

24.7%

Voting Authority Distribution

Total shares with voting rights: 3.56M

Sole

Full voting authority

3.56M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole167

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings167

Rows:

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares254.29K

TypeSH

Market value$7.53M

3.98%

Sole

254.29K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares86.28K

TypeSH

Market value$6.58M

3.48%

Sole

86.28K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares12.94K

TypeSH

Market value$4.99M

2.64%

Sole

12.94K

Shared

0.00

None

0.00

VANECK ETF TRUST

SOLE

IG FLOATING RATE

Shares181.42K

TypeSH

Market value$4.53M

2.39%

Sole

181.42K

Shared

0.00

None

0.00

INVESCO ACTIVELY MANAGED ETF

SOLE

VAR RATE INVT

Shares167.53K

TypeSH

Market value$4.14M

2.19%

Sole

167.53K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

MSCI USA STRTGIC

Shares35.48K

TypeSH

Market value$4.11M

2.17%

Sole

35.48K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares32.52K

TypeSH

Market value$4.03M

2.13%

Sole

32.52K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares39.99K

TypeSH

Market value$3.87M

2.04%

Sole

39.99K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares70.44K

TypeSH

Market value$3.54M

1.87%

Sole

70.44K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

US LARGECAP FUND

Shares76.70K

TypeSH

Market value$3.35M

1.77%

Sole

76.70K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares35.76K

TypeSH

Market value$3.28M

1.74%

Sole

35.76K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares88.13K

TypeSH

Market value$3.01M

1.59%

Sole

88.13K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares91.26K

TypeSH

Market value$2.97M

1.57%

Sole

91.26K

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2027 CB

Shares148.82K

TypeSH

Market value$2.87M

1.52%

Sole

148.82K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P400

Shares63.65K

TypeSH

Market value$2.80M

1.48%

Sole

63.65K

Shared

0.00

None

0.00

THERMO FISHER SCIENTIFIC INC

SOLE

COM

Shares4.48K

TypeSH

Market value$2.58M

1.37%

Sole

4.48K

Shared

0.00

None

0.00

CONSTELLATION BRANDS INC

SOLE

CL A

Shares11.21K

TypeSH

Market value$2.53M

1.34%

Sole

11.21K

Shared

0.00

None

0.00

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares60.03K

TypeSH

Market value$2.49M

1.32%

Sole

60.03K

Shared

0.00

None

0.00

RUSH ENTERPRISES INC

SOLE

CL B

Shares39.80K

TypeSH

Market value$2.38M

1.26%

Sole

39.80K

Shared

0.00

None

0.00

LOWES COS INC

SOLE

COM

Shares11.73K

TypeSH

Market value$2.35M

1.24%

Sole

11.73K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares8.50K

TypeSH

Market value$2.35M

1.24%

Sole

8.50K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares8.64K

TypeSH

Market value$2.16M

1.14%

Sole

8.64K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares69.59K

TypeSH

Market value$2.12M

1.12%

Sole

69.59K

Shared

0.00

None

0.00

VANGUARD WORLD FDS

SOLE

COMM SRVC ETF

Shares21.23K

TypeSH

Market value$2.05M

1.08%

Sole

21.23K

Shared

0.00

None

0.00

MICROCHIP TECHNOLOGY INC.

SOLE

COM

Shares23.92K

TypeSH

Market value$2.00M

1.06%

Sole

23.92K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPDR SER TRSOLE	PORTFOLIO SHORT	254.29K	SH	$7.53M 3.98%	254.29K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	86.28K	SH	$6.58M 3.48%	86.28K
VANGUARD WORLD FDSSOLE	INF TECH ETF	12.94K	SH	$4.99M 2.64%	12.94K
VANECK ETF TRUSTSOLE	IG FLOATING RATE	181.42K	SH	$4.53M 2.39%	181.42K
INVESCO ACTIVELY MANAGED ETFSOLE	VAR RATE INVT	167.53K	SH	$4.14M 2.19%	167.53K
SPDR SER TRSOLE	MSCI USA STRTGIC	35.48K	SH	$4.11M 2.17%	35.48K
ISHARES TRSOLE	MSCI USA QLT FCT	32.52K	SH	$4.03M 2.13%	32.52K
ISHARES TRSOLE	CORE S&P SCP ETF	39.99K	SH	$3.87M 2.04%	39.99K
ISHARES TRSOLE	BLACKROCK ULTRA	70.44K	SH	$3.54M 1.87%	70.44K
WISDOMTREE TRSOLE	US LARGECAP FUND	76.70K	SH	$3.35M 1.77%	76.70K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	35.76K	SH	$3.28M 1.74%	35.76K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	88.13K	SH	$3.01M 1.59%	88.13K
SPDR SER TRSOLE	PORTFOLIO INTRMD	91.26K	SH	$2.97M 1.57%	91.26K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2027 CB	148.82K	SH	$2.87M 1.52%	148.82K
SPDR SER TRSOLE	PORTFOLIO S&P400	63.65K	SH	$2.80M 1.48%	63.65K
THERMO FISHER SCIENTIFIC INCSOLE	COM	4.48K	SH	$2.58M 1.37%	4.48K
CONSTELLATION BRANDS INCSOLE	CL A	11.21K	SH	$2.53M 1.34%	11.21K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	60.03K	SH	$2.49M 1.32%	60.03K
RUSH ENTERPRISES INCSOLE	CL B	39.80K	SH	$2.38M 1.26%	39.80K
LOWES COS INCSOLE	COM	11.73K	SH	$2.35M 1.24%	11.73K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	8.50K	SH	$2.35M 1.24%	8.50K
ISHARES TRSOLE	CORE S&P MCP ETF	8.64K	SH	$2.16M 1.14%	8.64K
SPDR SER TRSOLE	BLOOMBERG INVT	69.59K	SH	$2.12M 1.12%	69.59K
VANGUARD WORLD FDSSOLE	COMM SRVC ETF	21.23K	SH	$2.05M 1.08%	21.23K
MICROCHIP TECHNOLOGY INC.SOLE	COM	23.92K	SH	$2.00M 1.06%	23.92K

Page 1 of 7

…