VIRTU EMPLOYEE HOLDCO LLC reported 2 transactions at VIRTU FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/18/2023ACC: 0001592386-23-000058
Director10% OwnerOther
Since Sep 2018
-497.07K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
497.07K disposed
Non-Derivative Transactions2
Class C common stock
Direct
Shares
−39.44K
Price / share
—
Trade value
—
% of position
1.0%
7/28/2023
4.14M→4.10M
Class C common stock
Direct
Shares
−209.09K
Price / share
—
Trade value
—
% of position
5.1%
8/16/2023
4.10M→3.89M
Total
Net shares
−248.53K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class C common stock Direct | 7/28/2023 | D · Disposition | −39.44K | — | — | 1.0% | 4.14M | 4.10M |
| Class C common stock Direct | 8/16/2023 | D · Disposition | −209.09K | — | — | 5.1% | 4.10M | 3.89M |
| Total | −248.53K | $0.00 | ||||||
Derivative Transactions2
Non-voting common interest units of Virtu Financial LLC
Direct
Converts to
Class A common stock
39.44K shares
Shares
−39.44K
Strike price
Held after
4.10M
Exercisable
—
7/28/2023
Non-voting common interest units of Virtu Financial LLC
Direct
Converts to
Class A common stock
209.09K shares
Shares
−209.09K
Strike price
Held after
3.89M
Exercisable
—
8/16/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Direct | Class A common stock39.44K shares | 7/28/2023 | D · Disposition | −39.44K | — | 4.10M | |
| Non-voting common interest units of Virtu Financial LLC Direct | Class A common stock209.09K shares | 8/16/2023 | D · Disposition | −209.09K | — | 3.89M |