VIRTU EMPLOYEE HOLDCO LLC reported 2 transactions at VIRTU FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/10/2021ACC: 0001592386-21-000046
Director10% OwnerOther
Since Sep 2018
-64.62K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
64.62K disposed
Non-Derivative Transactions2
Class C common stock
Direct
Shares
−28.31K
Price / share
—
Trade value
—
% of position
0.6%
8/10/2021
4.69M→4.66M
Class C common stock
Direct
Shares
−4K
Price / share
—
Trade value
—
% of position
0.1%
11/8/2021
4.66M→4.65M
Total
Net shares
−32.31K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class C common stock Direct | 8/10/2021 | D · Disposition | −28.31K | — | — | 0.6% | 4.69M | 4.66M |
| Class C common stock Direct | 11/8/2021 | D · Disposition | −4K | — | — | 0.1% | 4.66M | 4.65M |
| Total | −32.31K | $0.00 | ||||||
Derivative Transactions2
Non-voting common interest units of Virtu Financial LLC
Direct
Converts to
Class A common stock
28.31K shares
Shares
−28.31K
Strike price
Held after
4.66M
Exercisable
—
8/10/2021
Non-voting common interest units of Virtu Financial LLC
Direct
Converts to
Class A common stock
4K shares
Shares
−4K
Strike price
Held after
4.65M
Exercisable
—
11/8/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Direct | Class A common stock28.31K shares | 8/10/2021 | D · Disposition | −28.31K | — | 4.66M | |
| Non-voting common interest units of Virtu Financial LLC Direct | Class A common stock4K shares | 11/8/2021 | D · Disposition | −4K | — | 4.65M |