VIRTU EMPLOYEE HOLDCO LLC reported 2 transactions at VIRTU FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/12/2019ACC: 0001179110-19-011642
Director10% OwnerOther
Since Sep 2018
-412.78K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
412.78K disposed
Non-Derivative Transactions2
Class C common stock
Direct
Shares
−195K
Price / share
—
Trade value
—
% of position
2.5%
8/12/2019
7.75M→7.55M
Class C common stock
Direct
Shares
−11.39K
Price / share
—
Trade value
—
% of position
0.2%
11/11/2019
7.55M→7.54M
Total
Net shares
−206.39K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class C common stock Direct | 8/12/2019 | D · Disposition | −195K | — | — | 2.5% | 7.75M | 7.55M |
| Class C common stock Direct | 11/11/2019 | D · Disposition | −11.39K | — | — | 0.2% | 7.55M | 7.54M |
| Total | −206.39K | $0.00 | ||||||
Derivative Transactions2
Non-voting common interest units of Virtu Financial LLC
Direct
Converts to
Class A common stock
195K shares
Shares
−195K
Strike price
Held after
7.55M
Exercisable
—
8/12/2019
Non-voting common interest units of Virtu Financial LLC
Direct
Converts to
Class A common stock
11.39K shares
Shares
−11.39K
Strike price
Held after
7.54M
Exercisable
—
11/11/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-voting common interest units of Virtu Financial LLC Direct | Class A common stock195K shares | 8/12/2019 | D · Disposition | −195K | — | 7.55M | |
| Non-voting common interest units of Virtu Financial LLC Direct | Class A common stock11.39K shares | 11/11/2019 | D · Disposition | −11.39K | — | 7.54M |