VESTGEN INVESTMENT MANAGEMENT

Filed: 10/18/2023ACC: 0001511739-23-000004

📋 What this filing means

VESTGEN INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 134 equity positions with a total reported market value of $330.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

134

Positions

$330.75M

Total AUM (reported)

5.50M

Total Shares

Allocation by class

COM$118.22M35.7%

0-3 MNTH TREASRY$47.43M14.3%

GROWTH ETF$18.84M5.7%

VAN FTSE DEV MKT$16.88M5.1%

VALUE ETF$15.16M4.6%

1 3 YR TREAS BD$8.62M2.6%

TOTAL INT BD ETF$6.14M1.9%

Portfolio Concentration

Top 3$143.45M43.4%

4–10$62.71M19.0%

11–25$44.13M13.3%

Rest$80.46M24.3%

Top 3 weight

43.4%

Top 10 weight

62.3%

Voting Authority Distribution

Total shares with voting rights: 5.50M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.50M

% of voting shares100.0%

Investment Discretion (by position count)

Sole134

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings134

Rows:

GAMING & LEISURE PPTYS INC

SOLE

COM

Shares1.69M

TypeSH

Market value$77.17M

23.33%

Sole

0.00

Shared

0.00

None

1.69M

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares471.18K

TypeSH

Market value$47.43M

14.34%

Sole

0.00

Shared

0.00

None

471.18K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares69.20K

TypeSH

Market value$18.84M

5.70%

Sole

0.00

Shared

0.00

None

69.20K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares386.08K

TypeSH

Market value$16.88M

5.10%

Sole

0.00

Shared

0.00

None

386.08K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares109.89K

TypeSH

Market value$15.16M

4.58%

Sole

0.00

Shared

0.00

None

109.89K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares106.48K

TypeSH

Market value$8.62M

2.61%

Sole

0.00

Shared

0.00

None

106.48K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares128.30K

TypeSH

Market value$6.14M

1.86%

Sole

0.00

Shared

0.00

None

128.30K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares13.14K

TypeSH

Market value$5.64M

1.71%

Sole

0.00

Shared

0.00

None

13.14K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares138.77K

TypeSH

Market value$5.44M

1.65%

Sole

0.00

Shared

0.00

None

138.77K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares25.55K

TypeSH

Market value$4.83M

1.46%

Sole

0.00

Shared

0.00

None

25.55K

DARDEN RESTAURANTS INC

SOLE

COM

Shares27.86K

TypeSH

Market value$3.99M

1.21%

Sole

0.00

Shared

0.00

None

27.86K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares48.47K

TypeSH

Market value$3.64M

1.10%

Sole

0.00

Shared

0.00

None

48.47K

ISHARES TR

SOLE

TIPS BD ETF

Shares34.82K

TypeSH

Market value$3.61M

1.09%

Sole

0.00

Shared

0.00

None

34.82K

ENVESTNET INC

SOLE

COM

Shares74K

TypeSH

Market value$3.26M

0.99%

Sole

0.00

Shared

0.00

None

74K

ISHARES TR

SOLE

CORE TOTAL USD

Shares70.41K

TypeSH

Market value$3.08M

0.93%

Sole

0.00

Shared

0.00

None

70.41K

FLEXSHARES TR

SOLE

QUALT DIVD IDX

Shares54.66K

TypeSH

Market value$3.05M

0.92%

Sole

0.00

Shared

0.00

None

54.66K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares32.22K

TypeSH

Market value$3.03M

0.92%

Sole

0.00

Shared

0.00

None

32.22K

FLEXSHARES TR

SOLE

HIG YLD VL ETF

Shares71.22K

TypeSH

Market value$2.83M

0.86%

Sole

0.00

Shared

0.00

None

71.22K

FLEXSHARES TR

SOLE

CRE SLCT BD FD

Shares130.88K

TypeSH

Market value$2.77M

0.84%

Sole

0.00

Shared

0.00

None

130.88K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares36.24K

TypeSH

Market value$2.67M

0.81%

Sole

0.00

Shared

0.00

None

36.24K

SPDR SER TR

SOLE

BBG CONV SEC ETF

Shares38.86K

TypeSH

Market value$2.63M

0.80%

Sole

0.00

Shared

0.00

None

38.86K

EVERQUOTE INC

SOLE

COM CL A

Shares356.91K

TypeSH

Market value$2.58M

0.78%

Sole

0.00

Shared

0.00

None

356.91K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares50.96K

TypeSH

Market value$2.45M

0.74%

Sole

0.00

Shared

0.00

None

50.96K

VANGUARD SCOTTSDALE FDS

SOLE

MTG-BKD SECS ETF

Shares54.72K

TypeSH

Market value$2.40M

0.72%

Sole

0.00

Shared

0.00

None

54.72K

APPLE INC

SOLE

COM

Shares12.46K

TypeSH

Market value$2.13M

0.64%

Sole

0.00

Shared

0.00

None

12.46K

Issuer	Class	Shares	Type	Value / Portfolio %	None
GAMING & LEISURE PPTYS INCSOLE	COM	1.69M	SH	$77.17M 23.33%	1.69M
ISHARES TRSOLE	0-3 MNTH TREASRY	471.18K	SH	$47.43M 14.34%	471.18K
VANGUARD INDEX FDSSOLE	GROWTH ETF	69.20K	SH	$18.84M 5.70%	69.20K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	386.08K	SH	$16.88M 5.10%	386.08K
VANGUARD INDEX FDSSOLE	VALUE ETF	109.89K	SH	$15.16M 4.58%	109.89K
ISHARES TRSOLE	1 3 YR TREAS BD	106.48K	SH	$8.62M 2.61%	106.48K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	128.30K	SH	$6.14M 1.86%	128.30K
ISHARES TRSOLE	CORE S&P500 ETF	13.14K	SH	$5.64M 1.71%	13.14K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	138.77K	SH	$5.44M 1.65%	138.77K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	25.55K	SH	$4.83M 1.46%	25.55K
DARDEN RESTAURANTS INCSOLE	COM	27.86K	SH	$3.99M 1.21%	27.86K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	48.47K	SH	$3.64M 1.10%	48.47K
ISHARES TRSOLE	TIPS BD ETF	34.82K	SH	$3.61M 1.09%	34.82K
ENVESTNET INCSOLE	COM	74K	SH	$3.26M 0.99%	74K
ISHARES TRSOLE	CORE TOTAL USD	70.41K	SH	$3.08M 0.93%	70.41K
FLEXSHARES TRSOLE	QUALT DIVD IDX	54.66K	SH	$3.05M 0.92%	54.66K
ISHARES TRSOLE	CORE S&P TTL STK	32.22K	SH	$3.03M 0.92%	32.22K
FLEXSHARES TRSOLE	HIG YLD VL ETF	71.22K	SH	$2.83M 0.86%	71.22K
FLEXSHARES TRSOLE	CRE SLCT BD FD	130.88K	SH	$2.77M 0.84%	130.88K
ISHARES TRSOLE	IBOXX HI YD ETF	36.24K	SH	$2.67M 0.81%	36.24K
SPDR SER TRSOLE	BBG CONV SEC ETF	38.86K	SH	$2.63M 0.80%	38.86K
EVERQUOTE INCSOLE	COM CL A	356.91K	SH	$2.58M 0.78%	356.91K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	50.96K	SH	$2.45M 0.74%	50.96K
VANGUARD SCOTTSDALE FDSSOLE	MTG-BKD SECS ETF	54.72K	SH	$2.40M 0.72%	54.72K
APPLE INCSOLE	COM	12.46K	SH	$2.13M 0.64%	12.46K

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