VERITY ASSET MANAGEMENT, INC.

Filed: 11/22/2023ACC: 0001597298-23-000004

📋 What this filing means

VERITY ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 168 equity positions with a total reported market value of $135.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

168

Positions

$135.74M

Total AUM (reported)

3.05M

Total Shares

Allocation by class

COM$64.92M47.8%

EQUITY PREMIUM$9.44M7.0%

TR UNIT$8.11M6.0%

VG TL INTL STK F$4.26M3.1%

CL A$3.95M2.9%

CORE S&P500 ETF$3.84M2.8%

NASDAQ EQT PREM$3.20M2.4%

Portfolio Concentration

Top 3$21.81M16.1%

4–10$20.68M15.2%

11–25$24.89M18.3%

Rest$68.36M50.4%

Top 3 weight

16.1%

Top 10 weight

31.3%

Voting Authority Distribution

Total shares with voting rights: 3.05M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.05M

% of voting shares100.0%

Investment Discretion (by position count)

Sole168

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings168

Rows:

J P MORGAN EXCHANGE-TRADED FD

SOLE

EQUITY PREMIUM

Shares176.28K

TypeSH

Market value$9.44M

6.96%

Sole

0.00

Shared

0.00

None

176.28K

SPDR SP 500 ETF TR TR UNIT

SOLE

TR UNIT

Shares18.96K

TypeSH

Market value$8.11M

5.97%

Sole

0.00

Shared

0.00

None

18.96K

VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS

SOLE

VG TL INTL STK F

Shares79.60K

TypeSH

Market value$4.26M

3.14%

Sole

0.00

Shared

0.00

None

79.60K

ISHARES CORE SP 500 ETF

SOLE

CORE S&P500 ETF

Shares8.94K

TypeSH

Market value$3.84M

2.83%

Sole

0.00

Shared

0.00

None

8.94K

APPLE INC

SOLE

COM

Shares18.79K

TypeSH

Market value$3.22M

2.37%

Sole

0.00

Shared

0.00

None

18.79K

JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF

SOLE

NASDAQ EQT PREM

Shares68.23K

TypeSH

Market value$3.20M

2.36%

Sole

0.00

Shared

0.00

None

68.23K

PACER U.S. CASH COWS 100 ETF

SOLE

US CASH COWS 100

Shares55.23K

TypeSH

Market value$2.73M

2.01%

Sole

0.00

Shared

0.00

None

55.23K

MICROSOFT CORP

SOLE

COM

Shares8.31K

TypeSH

Market value$2.62M

1.93%

Sole

0.00

Shared

0.00

None

8.31K

ISHARES CORE SP SMALL-CAP ETF

SOLE

CORE S&P SCP ETF

Shares27.21K

TypeSH

Market value$2.57M

1.89%

Sole

0.00

Shared

0.00

None

27.21K

SHORT SP 500 PROSHARES

SOLE

SHORT S&P 500 NE

Shares172.52K

TypeSH

Market value$2.50M

1.84%

Sole

0.00

Shared

0.00

None

172.52K

INTERNATIONAL BUSINESS MACHINES CORP

SOLE

COM

Shares16.97K

TypeSH

Market value$2.38M

1.75%

Sole

0.00

Shared

0.00

None

16.97K

INVESCO SP 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares16.72K

TypeSH

Market value$2.37M

1.74%

Sole

0.00

Shared

0.00

None

16.72K

WALMART, INC.

SOLE

COM

Shares11.92K

TypeSH

Market value$1.91M

1.40%

Sole

0.00

Shared

0.00

None

11.92K

COMMERCIAL METALS CO

SOLE

COM

Shares37.74K

TypeSH

Market value$1.86M

1.37%

Sole

0.00

Shared

0.00

None

37.74K

ENTERPRISE PRODUCTS PARTNERS L P

SOLE

COM

Shares65.06K

TypeSH

Market value$1.78M

1.31%

Sole

0.00

Shared

0.00

None

65.06K

TEXTRON INC

SOLE

COM

Shares22.69K

TypeSH

Market value$1.77M

1.31%

Sole

0.00

Shared

0.00

None

22.69K

INVESCO WATER RESOURCES ETF

SOLE

WATER RES ETF

Shares31.87K

TypeSH

Market value$1.69M

1.25%

Sole

0.00

Shared

0.00

None

31.87K

VANGUARD TOTAL STOCK MARKET VIPERS

SOLE

TOTAL STK MKT

Shares7.47K

TypeSH

Market value$1.59M

1.17%

Sole

0.00

Shared

0.00

None

7.47K

NVIDIA CORP

SOLE

COM

Shares3.44K

TypeSH

Market value$1.49M

1.10%

Sole

0.00

Shared

0.00

None

3.44K

SPROTT PHYSICAL GOLD ETV

SOLE

COM

Shares100.19K

TypeSH

Market value$1.43M

1.06%

Sole

0.00

Shared

0.00

None

100.19K

A10 NETWORKS INC

SOLE

COM

Shares91.67K

TypeSH

Market value$1.38M

1.01%

Sole

0.00

Shared

0.00

None

91.67K

VANGUARD SMALL-CAP VALUE VIPERS

SOLE

SM CP VAL ETF

Shares8.39K

TypeSH

Market value$1.34M

0.99%

Sole

0.00

Shared

0.00

None

8.39K

EATON VANCE SR FLTNG RATE TR COM

SOLE

COM

Shares107.97K

TypeSH

Market value$1.31M

0.96%

Sole

0.00

Shared

0.00

None

107.97K

SEAGEN INC

SOLE

COM

Shares6.09K

TypeSH

Market value$1.29M

0.95%

Sole

0.00

Shared

0.00

None

6.09K

PHILIP MORRIS INTL INC COM

SOLE

COM

Shares13.93K

TypeSH

Market value$1.29M

0.95%

Sole

0.00

Shared

0.00

None

13.93K

Issuer	Class	Shares	Type	Value / Portfolio %	None
J P MORGAN EXCHANGE-TRADED FDSOLE	EQUITY PREMIUM	176.28K	SH	$9.44M 6.96%	176.28K
SPDR SP 500 ETF TR TR UNITSOLE	TR UNIT	18.96K	SH	$8.11M 5.97%	18.96K
VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHSSOLE	VG TL INTL STK F	79.60K	SH	$4.26M 3.14%	79.60K
ISHARES CORE SP 500 ETFSOLE	CORE S&P500 ETF	8.94K	SH	$3.84M 2.83%	8.94K
APPLE INCSOLE	COM	18.79K	SH	$3.22M 2.37%	18.79K
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETFSOLE	NASDAQ EQT PREM	68.23K	SH	$3.20M 2.36%	68.23K
PACER U.S. CASH COWS 100 ETFSOLE	US CASH COWS 100	55.23K	SH	$2.73M 2.01%	55.23K
MICROSOFT CORPSOLE	COM	8.31K	SH	$2.62M 1.93%	8.31K
ISHARES CORE SP SMALL-CAP ETFSOLE	CORE S&P SCP ETF	27.21K	SH	$2.57M 1.89%	27.21K
SHORT SP 500 PROSHARESSOLE	SHORT S&P 500 NE	172.52K	SH	$2.50M 1.84%	172.52K
INTERNATIONAL BUSINESS MACHINES CORPSOLE	COM	16.97K	SH	$2.38M 1.75%	16.97K
INVESCO SP 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	16.72K	SH	$2.37M 1.74%	16.72K
WALMART, INC.SOLE	COM	11.92K	SH	$1.91M 1.40%	11.92K
COMMERCIAL METALS COSOLE	COM	37.74K	SH	$1.86M 1.37%	37.74K
ENTERPRISE PRODUCTS PARTNERS L PSOLE	COM	65.06K	SH	$1.78M 1.31%	65.06K
TEXTRON INCSOLE	COM	22.69K	SH	$1.77M 1.31%	22.69K
INVESCO WATER RESOURCES ETFSOLE	WATER RES ETF	31.87K	SH	$1.69M 1.25%	31.87K
VANGUARD TOTAL STOCK MARKET VIPERSSOLE	TOTAL STK MKT	7.47K	SH	$1.59M 1.17%	7.47K
NVIDIA CORPSOLE	COM	3.44K	SH	$1.49M 1.10%	3.44K
SPROTT PHYSICAL GOLD ETVSOLE	COM	100.19K	SH	$1.43M 1.06%	100.19K
A10 NETWORKS INCSOLE	COM	91.67K	SH	$1.38M 1.01%	91.67K
VANGUARD SMALL-CAP VALUE VIPERSSOLE	SM CP VAL ETF	8.39K	SH	$1.34M 0.99%	8.39K
EATON VANCE SR FLTNG RATE TR COMSOLE	COM	107.97K	SH	$1.31M 0.96%	107.97K
SEAGEN INCSOLE	COM	6.09K	SH	$1.29M 0.95%	6.09K
PHILIP MORRIS INTL INC COMSOLE	COM	13.93K	SH	$1.29M 0.95%	13.93K

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