VERITY ASSET MANAGEMENT, INC.

Filed: 2/14/2023ACC: 0001597298-23-000001

📋 What this filing means

VERITY ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 176 equity positions with a total reported market value of $116.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

176

Positions

$116.92M

Total AUM (reported)

2.66M

Total Shares

Allocation by class

COM$61.69M52.8%

CL A$3.57M3.0%

VG TL INTL STK F$3.15M2.7%

SM CP VAL ETF$2.86M2.4%

CORE S&P500 ETF$2.71M2.3%

TR UNIT$2.52M2.2%

VALUE ETF$2.50M2.1%

Portfolio Concentration

Top 3$8.72M7.5%

4–10$15.34M13.1%

11–25$22.50M19.2%

Rest$70.36M60.2%

Top 3 weight

7.5%

Top 10 weight

20.6%

Voting Authority Distribution

Total shares with voting rights: 2.66M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.66M

% of voting shares100.0%

Investment Discretion (by position count)

Sole176

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings176

Rows:

VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS

SOLE

VG TL INTL STK F

Shares60.99K

TypeSH

Market value$3.15M

2.70%

Sole

0.00

Shared

0.00

None

60.99K

VANGUARD SMALL-CAP VALUE VIPERS

SOLE

SM CP VAL ETF

Shares18.01K

TypeSH

Market value$2.86M

2.45%

Sole

0.00

Shared

0.00

None

18.01K

ISHARES CORE SP 500 ETF

SOLE

CORE S&P500 ETF

Shares7.04K

TypeSH

Market value$2.71M

2.31%

Sole

0.00

Shared

0.00

None

7.04K

APPLE INC

SOLE

COM

Shares19.63K

TypeSH

Market value$2.55M

2.18%

Sole

0.00

Shared

0.00

None

19.63K

VANGUARD VALUE VIPERS

SOLE

VALUE ETF

Shares17.82K

TypeSH

Market value$2.50M

2.14%

Sole

0.00

Shared

0.00

None

17.82K

INTERNATIONAL BUSINESS MACHINES CORP

SOLE

COM

Shares15.45K

TypeSH

Market value$2.18M

1.86%

Sole

0.00

Shared

0.00

None

15.45K

SPDR GOLD TR GOLD SHS

SOLE

GOLD SHS

Shares12.35K

TypeSH

Market value$2.09M

1.79%

Sole

0.00

Shared

0.00

None

12.35K

CHARLES SCHWAB CORP 5.95 PFD CALLABLE 6121 25 PERPCALL

SOLE

COM

Shares87.34K

TypeSH

Market value$2.06M

1.76%

Sole

0.00

Shared

0.00

None

87.34K

MICROSOFT CORP

SOLE

COM

Shares8.49K

TypeSH

Market value$2.04M

1.74%

Sole

0.00

Shared

0.00

None

8.49K

SHORT SP 500 PROSHARES

SOLE

SHORT S&P 500 NE

Shares119.80K

TypeSH

Market value$1.92M

1.64%

Sole

0.00

Shared

0.00

None

119.80K

VANGUARD TOTAL STOCK MARKET VIPERS

SOLE

TOTAL STK MKT

Shares9.89K

TypeSH

Market value$1.89M

1.62%

Sole

0.00

Shared

0.00

None

9.89K

SPDR SP 500 ETF TR TR UNIT

SOLE

TR UNIT

Shares4.65K

TypeSH

Market value$1.78M

1.52%

Sole

0.00

Shared

0.00

None

4.65K

VANGUARD SMALL-CAP GROWTH VIPERS

SOLE

SML CP GRW ETF

Shares8.43K

TypeSH

Market value$1.69M

1.45%

Sole

0.00

Shared

0.00

None

8.43K

COMMERCIAL METALS CO

SOLE

COM

Shares34.81K

TypeSH

Market value$1.68M

1.44%

Sole

0.00

Shared

0.00

None

34.81K

WALMART, INC.

SOLE

COM

Shares11.67K

TypeSH

Market value$1.65M

1.42%

Sole

0.00

Shared

0.00

None

11.67K

ISHARES TR RUSSELL 2000 ETF

SOLE

RUSSELL 2000 ETF

Shares9.05K

TypeSH

Market value$1.58M

1.35%

Sole

0.00

Shared

0.00

None

9.05K

INVESCO WATER RESOURCES ETF

SOLE

WATER RES ETF

Shares30.40K

TypeSH

Market value$1.57M

1.34%

Sole

0.00

Shared

0.00

None

30.40K

HALOZYME THERAPEUTICS, INC

SOLE

COM

Shares26.57K

TypeSH

Market value$1.51M

1.29%

Sole

0.00

Shared

0.00

None

26.57K

PHILIP MORRIS INTL INC COM

SOLE

COM

Shares13.56K

TypeSH

Market value$1.37M

1.17%

Sole

0.00

Shared

0.00

None

13.56K

INVESCO SP 500 EQUAL WEIGHT ETF

SOLE

S&P500 EQL WGT

Shares9.70K

TypeSH

Market value$1.37M

1.17%

Sole

0.00

Shared

0.00

None

9.70K

ENTERPRISE PRODUCTS PARTNERS L P

SOLE

COM

Shares55.17K

TypeSH

Market value$1.33M

1.14%

Sole

0.00

Shared

0.00

None

55.17K

ISHARES GOLD TRUST

SOLE

ISHARES NEW

Shares37.85K

TypeSH

Market value$1.31M

1.12%

Sole

0.00

Shared

0.00

None

37.85K

ISHARES TR SP US PFD STOCK INDEX FUND

SOLE

PFD AND INCM SEC

Shares41.71K

TypeSH

Market value$1.27M

1.09%

Sole

0.00

Shared

0.00

None

41.71K

INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF

SOLE

OPTIMUM YIELD

Shares84.22K

TypeSH

Market value$1.24M

1.06%

Sole

0.00

Shared

0.00

None

84.22K

SPDR SER TR SP BIOTECH ETF

SOLE

S&P BIOTECH

Shares14.98K

TypeSH

Market value$1.24M

1.06%

Sole

0.00

Shared

0.00

None

14.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHSSOLE	VG TL INTL STK F	60.99K	SH	$3.15M 2.70%	60.99K
VANGUARD SMALL-CAP VALUE VIPERSSOLE	SM CP VAL ETF	18.01K	SH	$2.86M 2.45%	18.01K
ISHARES CORE SP 500 ETFSOLE	CORE S&P500 ETF	7.04K	SH	$2.71M 2.31%	7.04K
APPLE INCSOLE	COM	19.63K	SH	$2.55M 2.18%	19.63K
VANGUARD VALUE VIPERSSOLE	VALUE ETF	17.82K	SH	$2.50M 2.14%	17.82K
INTERNATIONAL BUSINESS MACHINES CORPSOLE	COM	15.45K	SH	$2.18M 1.86%	15.45K
SPDR GOLD TR GOLD SHSSOLE	GOLD SHS	12.35K	SH	$2.09M 1.79%	12.35K
CHARLES SCHWAB CORP 5.95 PFD CALLABLE 6121 25 PERPCALLSOLE	COM	87.34K	SH	$2.06M 1.76%	87.34K
MICROSOFT CORPSOLE	COM	8.49K	SH	$2.04M 1.74%	8.49K
SHORT SP 500 PROSHARESSOLE	SHORT S&P 500 NE	119.80K	SH	$1.92M 1.64%	119.80K
VANGUARD TOTAL STOCK MARKET VIPERSSOLE	TOTAL STK MKT	9.89K	SH	$1.89M 1.62%	9.89K
SPDR SP 500 ETF TR TR UNITSOLE	TR UNIT	4.65K	SH	$1.78M 1.52%	4.65K
VANGUARD SMALL-CAP GROWTH VIPERSSOLE	SML CP GRW ETF	8.43K	SH	$1.69M 1.45%	8.43K
COMMERCIAL METALS COSOLE	COM	34.81K	SH	$1.68M 1.44%	34.81K
WALMART, INC.SOLE	COM	11.67K	SH	$1.65M 1.42%	11.67K
ISHARES TR RUSSELL 2000 ETFSOLE	RUSSELL 2000 ETF	9.05K	SH	$1.58M 1.35%	9.05K
INVESCO WATER RESOURCES ETFSOLE	WATER RES ETF	30.40K	SH	$1.57M 1.34%	30.40K
HALOZYME THERAPEUTICS, INCSOLE	COM	26.57K	SH	$1.51M 1.29%	26.57K
PHILIP MORRIS INTL INC COMSOLE	COM	13.56K	SH	$1.37M 1.17%	13.56K
INVESCO SP 500 EQUAL WEIGHT ETFSOLE	S&P500 EQL WGT	9.70K	SH	$1.37M 1.17%	9.70K
ENTERPRISE PRODUCTS PARTNERS L PSOLE	COM	55.17K	SH	$1.33M 1.14%	55.17K
ISHARES GOLD TRUSTSOLE	ISHARES NEW	37.85K	SH	$1.31M 1.12%	37.85K
ISHARES TR SP US PFD STOCK INDEX FUNDSOLE	PFD AND INCM SEC	41.71K	SH	$1.27M 1.09%	41.71K
INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETFSOLE	OPTIMUM YIELD	84.22K	SH	$1.24M 1.06%	84.22K
SPDR SER TR SP BIOTECH ETFSOLE	S&P BIOTECH	14.98K	SH	$1.24M 1.06%	14.98K

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