VEITINGER KLAUS R DR sold 9.3% of their position (5.25K shares) of TRICIDA, INC. on the open market
Open‑market sale worth $204.1K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 11/5/2019ACC: 0001595585-19-000246
-5.25K
Net shares
Net seller
$204.1K
Total sold
3
Open market trades
0B · 3S
5
Total transactions
1.75K acquired · 7K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+1.75K
Price / share
$0.80
Trade value
$1.40K
% of position
4.2%
11/1/2019
41.31K→43.06K
Common Stock
Direct
Shares
−1.75K
Price / share
$38.88
Trade value
$68.04K
% of position
4.1%
11/1/2019
43.06K→41.31K
Common Stock
Indirect
Shares
−1.75K
Price / share
$38.88
Trade value
$68.04K
% of position
3.3%
11/1/2019
53.19K→51.44K
Common Stock
Indirect
Shares
−1.75K
Price / share
$38.87
Trade value
$68.02K
% of position
3.3%
11/1/2019
53.19K→51.44K
Total
Net shares
−3.50K
Net value
-$202.70K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/1/2019 | M · Option Exercise | +1.75K | $0.80 | $1.40K | 4.2% | 41.31K | 43.06K |
| Common Stock Direct | 11/1/2019 | S · Sale | −1.75K | $38.88 | $68.04K | 4.1% | 43.06K | 41.31K |
| Common Stock Indirect | 11/1/2019 | S · Sale | −1.75K | $38.88 | $68.04K | 3.3% | 53.19K | 51.44K |
| Common Stock Indirect | 11/1/2019 | S · Sale | −1.75K | $38.87 | $68.02K | 3.3% | 53.19K | 51.44K |
| Total | −3.50K | -$202.70K | ||||||
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
1.75K shares
Shares
−1.75K
Strike price
0.8
Held after
0.00
Exercisable
—
11/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock1.75K shares | 11/1/2019 | M · Option Exercise | −1.75K | 0.8 | — | 0.00 |