VEITINGER KLAUS R DR sold 7.1% of their position (4.20K shares) of TRICIDA, INC. on the open market

Open‑market sale worth $131.9K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 9 sales

VEITINGER KLAUS R DR

Filed: 9/30/2019ACC: 0001595585-19-000218

InsiderVEITINGER KLAUS R DRCIK 1283972

→

IssuerTRICIDA, INC.CIK 1595585

Director

Since Jul 2018

-4.20K

Net shares

Net seller

$131.9K

Total sold

Open market trades

0B · 9S

Total transactions

1.40K acquired · 5.60K disposed

Non-Derivative Transactions10

Common Stock

Direct

M · Option Exercise

+1.40K

Price / share

$0.80

Trade value

$1.12K

% of position

3.4%

9/26/2019

41.31K→42.72K

Common Stock

Direct

S · Sale

−694.00

Price / share

$30.66

Trade value

$21.28K

% of position

1.6%

9/26/2019

42.72K→42.02K

Common Stock

Direct

S · Sale

−585.00

Price / share

$32.05

Trade value

$18.75K

% of position

1.4%

9/26/2019

42.02K→41.44K

Common Stock

Direct

S · Sale

−121.00

Price / share

$32.45

Trade value

$3.93K

% of position

0.3%

9/26/2019

41.44K→41.31K

Common Stock

Indirect

S · Sale

−677.00

Price / share

$30.72

Trade value

$20.80K

% of position

1.2%

9/26/2019

56.34K→55.67K

Common Stock

Indirect

S · Sale

−570.00

Price / share

$32.01

Trade value

$18.25K

% of position

1.0%

9/26/2019

55.67K→55.10K

Common Stock

Indirect

S · Sale

−153.00

Price / share

$32.42

Trade value

$4.96K

% of position

0.3%

9/26/2019

55.10K→54.94K

Common Stock

Indirect

S · Sale

−724.00

Price / share

$30.72

Trade value

$22.24K

% of position

1.3%

9/26/2019

56.34K→55.62K

Common Stock

Indirect

S · Sale

−573.00

Price / share

$32.12

Trade value

$18.40K

% of position

1.0%

9/26/2019

55.62K→55.05K

Common Stock

Indirect

S · Sale

−103.00

Price / share

$32.47

Trade value

$3.34K

% of position

0.2%

9/26/2019

55.05K→54.94K

Total

Net shares

−2.80K

Net value

-$130.83K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	9/26/2019	M · Option Exercise	+1.40K	$0.80	$1.12K	3.4%	41.31K	42.72K
Common Stock Direct	9/26/2019	S · Sale	−694.00	$30.66	$21.28K	1.6%	42.72K	42.02K
Common Stock Direct	9/26/2019	S · Sale	−585.00	$32.05	$18.75K	1.4%	42.02K	41.44K
Common Stock Direct	9/26/2019	S · Sale	−121.00	$32.45	$3.93K	0.3%	41.44K	41.31K
Common Stock Indirect	9/26/2019	S · Sale	−677.00	$30.72	$20.80K	1.2%	56.34K	55.67K
Common Stock Indirect	9/26/2019	S · Sale	−570.00	$32.01	$18.25K	1.0%	55.67K	55.10K
Common Stock Indirect	9/26/2019	S · Sale	−153.00	$32.42	$4.96K	0.3%	55.10K	54.94K
Common Stock Indirect	9/26/2019	S · Sale	−724.00	$30.72	$22.24K	1.3%	56.34K	55.62K
Common Stock Indirect	9/26/2019	S · Sale	−573.00	$32.12	$18.40K	1.0%	55.62K	55.05K
Common Stock Indirect	9/26/2019	S · Sale	−103.00	$32.47	$3.34K	0.2%	55.05K	54.94K
Total			−2.80K		-$130.83K

Derivative Transactions1

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.40K shares

−1.40K

Strike price

0.8

Held after

3.50K

Exercisable

—

9/26/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock1.40K shares	9/26/2019	M · Option Exercise	−1.40K	0.8	—	3.50K