VAZQUEZ RAUL (Chief Executive Officer) exercised options at OPORTUN FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/19/2024ACC: 0001538716-24-000038
DirectorOfficer· Chief Executive Officer
Since Sep 2019
-50.93K
Net shares
Net seller
$179.3K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
23.03K acquired · 73.95K disposed
Non-Derivative Transactions5
Common Stock
Direct
Shares
+23.03K
Price / share
—
Trade value
—
% of position
2.0%
3/15/2024
1.13M→1.16M
Common Stock
Direct
Shares
−8.62K
Price / share
$3.52
Trade value
$30.35K
% of position
0.7%
3/15/2024
1.16M→1.15M
Common Stock
Direct
Shares
−3.67K
Price / share
$3.52
Trade value
$12.93K
% of position
0.3%
3/15/2024
1.15M→1.15M
Common Stock
Direct
Shares
−17.66K
Price / share
$3.52
Trade value
$62.16K
% of position
1.5%
3/15/2024
1.15M→1.13M
Common Stock
Direct
Shares
−20.98K
Price / share
$3.52
Trade value
$73.83K
% of position
1.9%
3/15/2024
1.13M→1.11M
Total
Net shares
−27.90K
Net value
-$179.26K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2024 | M · Option Exercise | +23.03K | — | — | 2.0% | 1.13M | 1.16M |
| Common Stock Direct | 3/15/2024 | F · Tax Withholding | −8.62K | $3.52 | $30.35K | 0.7% | 1.16M | 1.15M |
| Common Stock Direct | 3/15/2024 | F · Tax Withholding | −3.67K | $3.52 | $12.93K | 0.3% | 1.15M | 1.15M |
| Common Stock Direct | 3/15/2024 | F · Tax Withholding | −17.66K | $3.52 | $62.16K | 1.5% | 1.15M | 1.13M |
| Common Stock Direct | 3/15/2024 | F · Tax Withholding | −20.98K | $3.52 | $73.83K | 1.9% | 1.13M | 1.11M |
| Total | −27.90K | -$179.26K | ||||||
Derivative Transactions1
Resricted Stock Units
Direct
Converts to
Common Stock
23.03K shares
Shares
−23.03K
Strike price
Held after
0.00
Exercisable
—
3/15/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Resricted Stock Units Direct | Common Stock23.03K shares | 3/15/2024 | M · Option Exercise | −23.03K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned233.71K
Total
233.71K indirect233.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 233.71K | Indirect |
| Total | 233.71K | 233.71K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported