Filed: 11/9/2023ACC: 0001021642-23-000004
📋 What this filing means
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 226 equity positions with a total reported market value of $8.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
226
Positions
$8.86M
Total AUM (reported)
141.44M
Total Shares
Allocation by class
COMMON$8.83M99.6%
EXCHANGE TRADED FUNDS$27.4K0.3%
EXCHANGE TRADED FUNDS - DEBT$3.7K0.0%
ADR$397.000.0%
WTS$89.000.0%
Portfolio Concentration
Top 3$784.6K8.9%
4–10$1.36M15.4%
11–25$2.29M25.9%
Rest$4.41M49.8%
Top 3 weight
8.9%
Top 10 weight
24.3%
Voting Authority Distribution
Total shares with voting rights: 141.44M
Sole
Full voting authority
115.72M
shares
% of voting shares81.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
25.72M
shares
% of voting shares18.2%
Investment Discretion (by position count)
Sole0
Shared0
Other226
Dominant voting typeSole · 81.8% of voting shares
Institutional Holdings226
Rows:
MICROSOFT CORP
DFNDShares976.04K
TypeSH
Market value$308.2K
3.48%
Sole
670.94K
Shared
0.00
None
305.11K
SHERWIN WILLIAMS
DFNDShares957.32K
TypeSH
Market value$244.2K
2.76%
Sole
654.50K
Shared
0.00
None
302.82K
AMAZON.COM INC
DFNDShares1.83M
TypeSH
Market value$232.3K
2.62%
Sole
1.25M
Shared
0.00
None
578.37K
INTERCONTINENTAL EXCHANGE INC
DFNDShares2.04M
TypeSH
Market value$224.4K
2.53%
Sole
1.39M
Shared
0.00
None
645.27K
ALPHABET INC-CL A
DFNDShares1.58M
TypeSH
Market value$207.2K
2.34%
Sole
1.08M
Shared
0.00
None
501.32K
OREILLY AUTOMOTIVE INC
DFNDShares218.26K
TypeSH
Market value$198.4K
2.24%
Sole
149.08K
Shared
0.00
None
69.17K
SALESFORCE.COM INC
DFNDShares925.64K
TypeSH
Market value$187.7K
2.12%
Sole
632.35K
Shared
0.00
None
293.29K
BERKSHIRE HATHAWAY INC CL B
DFNDShares526.21K
TypeSH
Market value$184.3K
2.08%
Sole
359.56K
Shared
0.00
None
166.65K
WHEATON PRECIOUS METALS CORP
DFNDShares4.53M
TypeSH
Market value$183.9K
2.08%
Sole
3.12M
Shared
0.00
None
1.42M
MONOLITHIC POWER SYSTEMS INC
DFNDShares387.52K
TypeSH
Market value$179.0K
2.02%
Sole
287.69K
Shared
0.00
None
99.84K
ZOETIS INC
DFNDShares1.01M
TypeSH
Market value$176.2K
1.99%
Sole
692.02K
Shared
0.00
None
320.86K
SAIA INC
DFNDShares433.21K
TypeSH
Market value$172.7K
1.95%
Sole
312.18K
Shared
0.00
None
121.02K
KOSMOS ENERGY LTD
DFNDShares20.96M
TypeSH
Market value$171.5K
1.94%
Sole
14.14M
Shared
0.00
None
6.82M
MCCORMICK & CO NON VTG
DFNDShares2.22M
TypeSH
Market value$168.0K
1.90%
Sole
1.52M
Shared
0.00
None
703.44K
ACCENTURE LTD CL A
DFNDShares539.57K
TypeSH
Market value$165.7K
1.87%
Sole
368.56K
Shared
0.00
None
171.01K
NVIDIA CORP
DFNDShares373.83K
TypeSH
Market value$162.6K
1.84%
Sole
255.31K
Shared
0.00
None
118.51K
VERISK ANALYTICS INC
DFNDShares684.24K
TypeSH
Market value$161.6K
1.82%
Sole
471.43K
Shared
0.00
None
212.81K
AON PLC
DFNDShares496.25K
TypeSH
Market value$160.9K
1.82%
Sole
339.29K
Shared
0.00
None
156.96K
HESS CORP
DFNDShares1.01M
TypeSH
Market value$154.1K
1.74%
Sole
877.29K
Shared
0.00
None
130.19K
VERISIGN INC
DFNDShares749.53K
TypeSH
Market value$151.8K
1.71%
Sole
512K
Shared
0.00
None
237.53K
DANAHER CORP
DFNDShares599.53K
TypeSH
Market value$148.7K
1.68%
Sole
408.41K
Shared
0.00
None
191.11K
DEXCOM INC
DFNDShares1.46M
TypeSH
Market value$136.2K
1.54%
Sole
1.04M
Shared
0.00
None
418.52K
UNION PACIFIC
DFNDShares656.88K
TypeSH
Market value$133.8K
1.51%
Sole
448.74K
Shared
0.00
None
208.14K
CHEMED CORP
DFNDShares228.04K
TypeSH
Market value$118.5K
1.34%
Sole
155.82K
Shared
0.00
None
72.22K
JOHNSON & JOHNSON
DFNDShares720.57K
TypeSH
Market value$112.2K
1.27%
Sole
497.98K
Shared
0.00
None
222.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COMMON | 976.04K | SH | $308.2K 3.48% | 670.94K | 0.00 | 305.11K |
SHERWIN WILLIAMSDFND | COMMON | 957.32K | SH | $244.2K 2.76% | 654.50K | 0.00 | 302.82K |
AMAZON.COM INCDFND | COMMON | 1.83M | SH | $232.3K 2.62% | 1.25M | 0.00 | 578.37K |
INTERCONTINENTAL EXCHANGE INCDFND | COMMON | 2.04M | SH | $224.4K 2.53% | 1.39M | 0.00 | 645.27K |
ALPHABET INC-CL ADFND | COMMON | 1.58M | SH | $207.2K 2.34% | 1.08M | 0.00 | 501.32K |
OREILLY AUTOMOTIVE INCDFND | COMMON | 218.26K | SH | $198.4K 2.24% | 149.08K | 0.00 | 69.17K |
SALESFORCE.COM INCDFND | COMMON | 925.64K | SH | $187.7K 2.12% | 632.35K | 0.00 | 293.29K |
BERKSHIRE HATHAWAY INC CL BDFND | COMMON | 526.21K | SH | $184.3K 2.08% | 359.56K | 0.00 | 166.65K |
WHEATON PRECIOUS METALS CORPDFND | COMMON | 4.53M | SH | $183.9K 2.08% | 3.12M | 0.00 | 1.42M |
MONOLITHIC POWER SYSTEMS INCDFND | COMMON | 387.52K | SH | $179.0K 2.02% | 287.69K | 0.00 | 99.84K |
ZOETIS INCDFND | COMMON | 1.01M | SH | $176.2K 1.99% | 692.02K | 0.00 | 320.86K |
SAIA INCDFND | COMMON | 433.21K | SH | $172.7K 1.95% | 312.18K | 0.00 | 121.02K |
KOSMOS ENERGY LTDDFND | COMMON | 20.96M | SH | $171.5K 1.94% | 14.14M | 0.00 | 6.82M |
MCCORMICK & CO NON VTGDFND | COMMON | 2.22M | SH | $168.0K 1.90% | 1.52M | 0.00 | 703.44K |
ACCENTURE LTD CL ADFND | COMMON | 539.57K | SH | $165.7K 1.87% | 368.56K | 0.00 | 171.01K |
NVIDIA CORPDFND | COMMON | 373.83K | SH | $162.6K 1.84% | 255.31K | 0.00 | 118.51K |
VERISK ANALYTICS INCDFND | COMMON | 684.24K | SH | $161.6K 1.82% | 471.43K | 0.00 | 212.81K |
AON PLCDFND | COMMON | 496.25K | SH | $160.9K 1.82% | 339.29K | 0.00 | 156.96K |
HESS CORPDFND | COMMON | 1.01M | SH | $154.1K 1.74% | 877.29K | 0.00 | 130.19K |
VERISIGN INCDFND | COMMON | 749.53K | SH | $151.8K 1.71% | 512K | 0.00 | 237.53K |
DANAHER CORPDFND | COMMON | 599.53K | SH | $148.7K 1.68% | 408.41K | 0.00 | 191.11K |
DEXCOM INCDFND | COMMON | 1.46M | SH | $136.2K 1.54% | 1.04M | 0.00 | 418.52K |
UNION PACIFICDFND | COMMON | 656.88K | SH | $133.8K 1.51% | 448.74K | 0.00 | 208.14K |
CHEMED CORPDFND | COMMON | 228.04K | SH | $118.5K 1.34% | 155.82K | 0.00 | 72.22K |
JOHNSON & JOHNSONDFND | COMMON | 720.57K | SH | $112.2K 1.27% | 497.98K | 0.00 | 222.59K |
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