Filed: 8/3/2023ACC: 0001021642-23-000003
📋 What this filing means
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 231 equity positions with a total reported market value of $9.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
231
Positions
$9.01M
Total AUM (reported)
129.46M
Total Shares
Allocation by class
COMMON$8.84M98.2%
EXCHANGE TRADED FUNDS$159.7K1.8%
EXCHANGE TRADED FUNDS - DEBT$3.9K0.0%
ADR$2.4K0.0%
WTS$77.000.0%
Portfolio Concentration
Top 3$847.6K9.4%
4–10$1.50M16.7%
11–25$2.24M24.9%
Rest$4.42M49.1%
Top 3 weight
9.4%
Top 10 weight
26.1%
Voting Authority Distribution
Total shares with voting rights: 129.46M
Sole
Full voting authority
104.50M
shares
% of voting shares80.7%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.96M
shares
% of voting shares19.3%
Investment Discretion (by position count)
Sole0
Shared0
Other231
Dominant voting typeSole · 80.7% of voting shares
Institutional Holdings231
Rows:
MICROSOFT CORP
DFNDShares955.79K
TypeSH
Market value$325.5K
3.61%
Sole
652.30K
Shared
0.00
None
303.49K
MOTOROLA SOLUTIONS INC
DFNDShares931.85K
TypeSH
Market value$273.3K
3.03%
Sole
691.99K
Shared
0.00
None
239.85K
SHERWIN WILLIAMS
DFNDShares936.98K
TypeSH
Market value$248.8K
2.76%
Sole
635.77K
Shared
0.00
None
301.21K
AMAZON.COM INC
DFNDShares1.79M
TypeSH
Market value$233.3K
2.59%
Sole
1.21M
Shared
0.00
None
577.37K
INTERCONTINENTAL EXCHANGE INC
DFNDShares2M
TypeSH
Market value$225.7K
2.50%
Sole
1.35M
Shared
0.00
None
641.85K
WHEATON PRECIOUS METALS CORP
DFNDShares5.02M
TypeSH
Market value$216.8K
2.41%
Sole
3.42M
Shared
0.00
None
1.60M
NEXTERA ENERGY INC
DFNDShares2.92M
TypeSH
Market value$216.5K
2.40%
Sole
1.98M
Shared
0.00
None
939.06K
DOLLAR GENERAL CORP
DFNDShares1.26M
TypeSH
Market value$213.9K
2.37%
Sole
852.85K
Shared
0.00
None
406.75K
CLOROX CO
DFNDShares1.29M
TypeSH
Market value$204.7K
2.27%
Sole
871.74K
Shared
0.00
None
415.38K
SALESFORCE.COM INC
DFNDShares901.39K
TypeSH
Market value$190.4K
2.11%
Sole
610.34K
Shared
0.00
None
291.05K
MCCORMICK & CO NON VTG
DFNDShares2.18M
TypeSH
Market value$189.8K
2.11%
Sole
1.47M
Shared
0.00
None
702.55K
BERKSHIRE HATHAWAY INC CL B
DFNDShares515.04K
TypeSH
Market value$175.6K
1.95%
Sole
348.75K
Shared
0.00
None
166.28K
VERTEX PHARMACEUTICALS INC
DFNDShares482.57K
TypeSH
Market value$169.8K
1.88%
Sole
326.45K
Shared
0.00
None
156.13K
ALPHABET INC-CL A
DFNDShares1.42M
TypeSH
Market value$169.8K
1.88%
Sole
962.49K
Shared
0.00
None
455.86K
AON PLC
DFNDShares485.62K
TypeSH
Market value$167.6K
1.86%
Sole
329.50K
Shared
0.00
None
156.13K
NVIDIA CORP
DFNDShares387.09K
TypeSH
Market value$163.7K
1.82%
Sole
262.19K
Shared
0.00
None
124.91K
JOHNSON & JOHNSON
DFNDShares918.90K
TypeSH
Market value$152.1K
1.69%
Sole
628.60K
Shared
0.00
None
290.30K
VERISK ANALYTICS INC
DFNDShares670.43K
TypeSH
Market value$151.5K
1.68%
Sole
457.82K
Shared
0.00
None
212.62K
VERISIGN INC
DFNDShares643.63K
TypeSH
Market value$145.4K
1.61%
Sole
435.75K
Shared
0.00
None
207.89K
COGENT COMMUNICATIONS HOLDINGS
DFNDShares2.15M
TypeSH
Market value$144.4K
1.60%
Sole
1.46M
Shared
0.00
None
690.70K
UNION PACIFIC
DFNDShares686.14K
TypeSH
Market value$140.4K
1.56%
Sole
465.41K
Shared
0.00
None
220.73K
ISHARES RUSSELL 2000 VALUE INDEX FUND
DFNDShares877.28K
TypeSH
Market value$123.5K
1.37%
Sole
770.92K
Shared
0.00
None
106.36K
CHEMED CORP
DFNDShares223.24K
TypeSH
Market value$120.9K
1.34%
Sole
151.13K
Shared
0.00
None
72.11K
KOSMOS ENERGY LTD
DFNDShares19.12M
TypeSH
Market value$114.5K
1.27%
Sole
12.55M
Shared
0.00
None
6.57M
MONOLITHIC POWER SYSTEMS INC
DFNDShares207.02K
TypeSH
Market value$111.8K
1.24%
Sole
150.78K
Shared
0.00
None
56.24K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPDFND | COMMON | 955.79K | SH | $325.5K 3.61% | 652.30K | 0.00 | 303.49K |
MOTOROLA SOLUTIONS INCDFND | COMMON | 931.85K | SH | $273.3K 3.03% | 691.99K | 0.00 | 239.85K |
SHERWIN WILLIAMSDFND | COMMON | 936.98K | SH | $248.8K 2.76% | 635.77K | 0.00 | 301.21K |
AMAZON.COM INCDFND | COMMON | 1.79M | SH | $233.3K 2.59% | 1.21M | 0.00 | 577.37K |
INTERCONTINENTAL EXCHANGE INCDFND | COMMON | 2M | SH | $225.7K 2.50% | 1.35M | 0.00 | 641.85K |
WHEATON PRECIOUS METALS CORPDFND | COMMON | 5.02M | SH | $216.8K 2.41% | 3.42M | 0.00 | 1.60M |
NEXTERA ENERGY INCDFND | COMMON | 2.92M | SH | $216.5K 2.40% | 1.98M | 0.00 | 939.06K |
DOLLAR GENERAL CORPDFND | COMMON | 1.26M | SH | $213.9K 2.37% | 852.85K | 0.00 | 406.75K |
CLOROX CODFND | COMMON | 1.29M | SH | $204.7K 2.27% | 871.74K | 0.00 | 415.38K |
SALESFORCE.COM INCDFND | COMMON | 901.39K | SH | $190.4K 2.11% | 610.34K | 0.00 | 291.05K |
MCCORMICK & CO NON VTGDFND | COMMON | 2.18M | SH | $189.8K 2.11% | 1.47M | 0.00 | 702.55K |
BERKSHIRE HATHAWAY INC CL BDFND | COMMON | 515.04K | SH | $175.6K 1.95% | 348.75K | 0.00 | 166.28K |
VERTEX PHARMACEUTICALS INCDFND | COMMON | 482.57K | SH | $169.8K 1.88% | 326.45K | 0.00 | 156.13K |
ALPHABET INC-CL ADFND | COMMON | 1.42M | SH | $169.8K 1.88% | 962.49K | 0.00 | 455.86K |
AON PLCDFND | COMMON | 485.62K | SH | $167.6K 1.86% | 329.50K | 0.00 | 156.13K |
NVIDIA CORPDFND | COMMON | 387.09K | SH | $163.7K 1.82% | 262.19K | 0.00 | 124.91K |
JOHNSON & JOHNSONDFND | COMMON | 918.90K | SH | $152.1K 1.69% | 628.60K | 0.00 | 290.30K |
VERISK ANALYTICS INCDFND | COMMON | 670.43K | SH | $151.5K 1.68% | 457.82K | 0.00 | 212.62K |
VERISIGN INCDFND | COMMON | 643.63K | SH | $145.4K 1.61% | 435.75K | 0.00 | 207.89K |
COGENT COMMUNICATIONS HOLDINGSDFND | COMMON | 2.15M | SH | $144.4K 1.60% | 1.46M | 0.00 | 690.70K |
UNION PACIFICDFND | COMMON | 686.14K | SH | $140.4K 1.56% | 465.41K | 0.00 | 220.73K |
ISHARES RUSSELL 2000 VALUE INDEX FUNDDFND | Exchange Traded Funds | 877.28K | SH | $123.5K 1.37% | 770.92K | 0.00 | 106.36K |
CHEMED CORPDFND | COMMON | 223.24K | SH | $120.9K 1.34% | 151.13K | 0.00 | 72.11K |
KOSMOS ENERGY LTDDFND | COMMON | 19.12M | SH | $114.5K 1.27% | 12.55M | 0.00 | 6.57M |
MONOLITHIC POWER SYSTEMS INCDFND | COMMON | 207.02K | SH | $111.8K 1.24% | 150.78K | 0.00 | 56.24K |
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