Filed: 5/8/2023ACC: 0001021642-23-000002
📋 What this filing means
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 216 equity positions with a total reported market value of $8.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
216
Positions
$8.10M
Total AUM (reported)
120.35M
Total Shares
Allocation by class
COMMON$7.98M98.6%
ADR$70.0K0.9%
EXCHANGE TRADED FUNDS$41.4K0.5%
EXCHANGE TRADED FUNDS - DEBT$3.9K0.0%
WTS$84.000.0%
Portfolio Concentration
Top 3$809.5K10.0%
4–10$1.44M17.8%
11–25$2.02M24.9%
Rest$3.83M47.3%
Top 3 weight
10.0%
Top 10 weight
27.8%
Voting Authority Distribution
Total shares with voting rights: 120.35M
Sole
Full voting authority
96.30M
shares
% of voting shares80.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.05M
shares
% of voting shares20.0%
Investment Discretion (by position count)
Sole0
Shared0
Other216
Dominant voting typeSole · 80.0% of voting shares
Institutional Holdings216
Rows:
WHEATON PRECIOUS METALS CORP
DFNDShares5.72M
TypeSH
Market value$275.3K
3.40%
Sole
3.80M
Shared
0.00
None
1.91M
MICROSOFT CORP
DFNDShares940.29K
TypeSH
Market value$271.1K
3.35%
Sole
624.74K
Shared
0.00
None
315.55K
MOTOROLA SOLUTIONS INC
DFNDShares919.65K
TypeSH
Market value$263.1K
3.25%
Sole
670.26K
Shared
0.00
None
249.40K
NEXTERA ENERGY INC
DFNDShares2.87M
TypeSH
Market value$220.9K
2.73%
Sole
1.89M
Shared
0.00
None
976.16K
SALESFORCE.COM INC
DFNDShares1.08M
TypeSH
Market value$216.2K
2.67%
Sole
714.14K
Shared
0.00
None
368.11K
CLOROX CO
DFNDShares1.31M
TypeSH
Market value$207.9K
2.57%
Sole
867.16K
Shared
0.00
None
446.83K
SHERWIN WILLIAMS
DFNDShares920.59K
TypeSH
Market value$206.9K
2.55%
Sole
607.41K
Shared
0.00
None
313.18K
INTERCONTINENTAL EXCHANGE INC
DFNDShares1.96M
TypeSH
Market value$204.5K
2.52%
Sole
1.29M
Shared
0.00
None
667.42K
DANAHER CORP
DFNDShares768.34K
TypeSH
Market value$193.7K
2.39%
Sole
505.16K
Shared
0.00
None
263.18K
DOLLAR GENERAL CORP
DFNDShares901.23K
TypeSH
Market value$189.7K
2.34%
Sole
594.55K
Shared
0.00
None
306.68K
MCCORMICK & CO NON VTG
DFNDShares2.25M
TypeSH
Market value$187.0K
2.31%
Sole
1.48M
Shared
0.00
None
764.96K
AMAZON.COM INC
DFNDShares1.70M
TypeSH
Market value$175.5K
2.17%
Sole
1.12M
Shared
0.00
None
577.98K
AON PLC
DFNDShares477.17K
TypeSH
Market value$150.4K
1.86%
Sole
314.82K
Shared
0.00
None
162.35K
VERTEX PHARMACEUTICALS INC
DFNDShares475.45K
TypeSH
Market value$149.8K
1.85%
Sole
313.09K
Shared
0.00
None
162.36K
ALPHABET INC-CL A
DFNDShares1.39M
TypeSH
Market value$144.5K
1.78%
Sole
919.47K
Shared
0.00
None
473.99K
JOHNSON & JOHNSON
DFNDShares903.55K
TypeSH
Market value$140.1K
1.73%
Sole
601.71K
Shared
0.00
None
301.83K
UNION PACIFIC
DFNDShares673.99K
TypeSH
Market value$135.6K
1.67%
Sole
444.50K
Shared
0.00
None
229.50K
COGENT COMMUNICATIONS HOLDINGS
DFNDShares2.11M
TypeSH
Market value$134.3K
1.66%
Sole
1.39M
Shared
0.00
None
718K
KOSMOS ENERGY LTD
DFNDShares18.05M
TypeSH
Market value$134.3K
1.66%
Sole
11.58M
Shared
0.00
None
6.46M
NVIDIA CORP
DFNDShares467.38K
TypeSH
Market value$129.8K
1.60%
Sole
308.31K
Shared
0.00
None
159.06K
SAIA INC
DFNDShares457.65K
TypeSH
Market value$124.5K
1.54%
Sole
340.48K
Shared
0.00
None
117.17K
BERKSHIRE HATHAWAY INC CL B
DFNDShares366.58K
TypeSH
Market value$113.2K
1.40%
Sole
241.35K
Shared
0.00
None
125.22K
VERISIGN INC
DFNDShares481.97K
TypeSH
Market value$101.9K
1.26%
Sole
317.97K
Shared
0.00
None
164K
CHEMED CORP
DFNDShares185.50K
TypeSH
Market value$99.8K
1.23%
Sole
122.35K
Shared
0.00
None
63.15K
PROLOGIS INC
DFNDShares790.76K
TypeSH
Market value$98.7K
1.22%
Sole
521.83K
Shared
0.00
None
268.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
WHEATON PRECIOUS METALS CORPDFND | COMMON | 5.72M | SH | $275.3K 3.40% | 3.80M | 0.00 | 1.91M |
MICROSOFT CORPDFND | COMMON | 940.29K | SH | $271.1K 3.35% | 624.74K | 0.00 | 315.55K |
MOTOROLA SOLUTIONS INCDFND | COMMON | 919.65K | SH | $263.1K 3.25% | 670.26K | 0.00 | 249.40K |
NEXTERA ENERGY INCDFND | COMMON | 2.87M | SH | $220.9K 2.73% | 1.89M | 0.00 | 976.16K |
SALESFORCE.COM INCDFND | COMMON | 1.08M | SH | $216.2K 2.67% | 714.14K | 0.00 | 368.11K |
CLOROX CODFND | COMMON | 1.31M | SH | $207.9K 2.57% | 867.16K | 0.00 | 446.83K |
SHERWIN WILLIAMSDFND | COMMON | 920.59K | SH | $206.9K 2.55% | 607.41K | 0.00 | 313.18K |
INTERCONTINENTAL EXCHANGE INCDFND | COMMON | 1.96M | SH | $204.5K 2.52% | 1.29M | 0.00 | 667.42K |
DANAHER CORPDFND | COMMON | 768.34K | SH | $193.7K 2.39% | 505.16K | 0.00 | 263.18K |
DOLLAR GENERAL CORPDFND | COMMON | 901.23K | SH | $189.7K 2.34% | 594.55K | 0.00 | 306.68K |
MCCORMICK & CO NON VTGDFND | COMMON | 2.25M | SH | $187.0K 2.31% | 1.48M | 0.00 | 764.96K |
AMAZON.COM INCDFND | COMMON | 1.70M | SH | $175.5K 2.17% | 1.12M | 0.00 | 577.98K |
AON PLCDFND | COMMON | 477.17K | SH | $150.4K 1.86% | 314.82K | 0.00 | 162.35K |
VERTEX PHARMACEUTICALS INCDFND | COMMON | 475.45K | SH | $149.8K 1.85% | 313.09K | 0.00 | 162.36K |
ALPHABET INC-CL ADFND | COMMON | 1.39M | SH | $144.5K 1.78% | 919.47K | 0.00 | 473.99K |
JOHNSON & JOHNSONDFND | COMMON | 903.55K | SH | $140.1K 1.73% | 601.71K | 0.00 | 301.83K |
UNION PACIFICDFND | COMMON | 673.99K | SH | $135.6K 1.67% | 444.50K | 0.00 | 229.50K |
COGENT COMMUNICATIONS HOLDINGSDFND | COMMON | 2.11M | SH | $134.3K 1.66% | 1.39M | 0.00 | 718K |
KOSMOS ENERGY LTDDFND | COMMON | 18.05M | SH | $134.3K 1.66% | 11.58M | 0.00 | 6.46M |
NVIDIA CORPDFND | COMMON | 467.38K | SH | $129.8K 1.60% | 308.31K | 0.00 | 159.06K |
SAIA INCDFND | COMMON | 457.65K | SH | $124.5K 1.54% | 340.48K | 0.00 | 117.17K |
BERKSHIRE HATHAWAY INC CL BDFND | COMMON | 366.58K | SH | $113.2K 1.40% | 241.35K | 0.00 | 125.22K |
VERISIGN INCDFND | COMMON | 481.97K | SH | $101.9K 1.26% | 317.97K | 0.00 | 164K |
CHEMED CORPDFND | COMMON | 185.50K | SH | $99.8K 1.23% | 122.35K | 0.00 | 63.15K |
PROLOGIS INCDFND | COMMON | 790.76K | SH | $98.7K 1.22% | 521.83K | 0.00 | 268.92K |
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