Filed: 1/31/2023ACC: 0001021642-23-000001
📋 What this filing means
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 220 equity positions with a total reported market value of $7.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
220
Positions
$7.72M
Total AUM (reported)
137.17M
Total Shares
Allocation by class
COMMON$7.55M97.8%
EXCHANGE TRADED FUNDS$107.4K1.4%
ADR$57.6K0.7%
EXCHANGE TRADED FUNDS - DEBT$3.6K0.0%
WTS$85.000.0%
Portfolio Concentration
Top 3$701.5K9.1%
4–10$1.38M17.9%
11–25$1.76M22.8%
Rest$3.87M50.2%
Top 3 weight
9.1%
Top 10 weight
27.0%
Voting Authority Distribution
Total shares with voting rights: 137.17M
Sole
Full voting authority
110.91M
shares
% of voting shares80.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.26M
shares
% of voting shares19.1%
Investment Discretion (by position count)
Sole0
Shared0
Other220
Dominant voting typeSole · 80.9% of voting shares
Institutional Holdings220
Rows:
NEXTERA ENERGY INC
DFNDShares2.88M
TypeSH
Market value$240.4K
3.11%
Sole
1.87M
Shared
0.00
None
1M
MOTOROLA SOLUTIONS INC
DFNDShares924.40K
TypeSH
Market value$238.2K
3.09%
Sole
667.52K
Shared
0.00
None
256.88K
DOLLAR GENERAL CORP
DFNDShares904.94K
TypeSH
Market value$222.8K
2.89%
Sole
589.44K
Shared
0.00
None
315.50K
WHEATON PRECIOUS METALS CORP
DFNDShares5.58M
TypeSH
Market value$218.1K
2.82%
Sole
3.56M
Shared
0.00
None
2.02M
SHERWIN WILLIAMS
DFNDShares891.32K
TypeSH
Market value$211.5K
2.74%
Sole
569.29K
Shared
0.00
None
322.03K
MICROSOFT CORP
DFNDShares846.94K
TypeSH
Market value$203.1K
2.63%
Sole
557.28K
Shared
0.00
None
289.66K
DANAHER CORP
DFNDShares744.54K
TypeSH
Market value$197.6K
2.56%
Sole
473.76K
Shared
0.00
None
270.77K
INTERCONTINENTAL EXCHANGE INC
DFNDShares1.90M
TypeSH
Market value$194.6K
2.52%
Sole
1.21M
Shared
0.00
None
685.96K
MCCORMICK & CO NON VTG
DFNDShares2.18M
TypeSH
Market value$180.3K
2.34%
Sole
1.39M
Shared
0.00
None
787.10K
CLOROX CO
DFNDShares1.27M
TypeSH
Market value$178.6K
2.31%
Sole
813.31K
Shared
0.00
None
459.72K
ALPHABET INC-CL A
DFNDShares1.64M
TypeSH
Market value$144.9K
1.88%
Sole
1.05M
Shared
0.00
None
593.25K
AON PLC
DFNDShares479.28K
TypeSH
Market value$143.9K
1.86%
Sole
312.18K
Shared
0.00
None
167.10K
SALESFORCE.COM INC
DFNDShares1.05M
TypeSH
Market value$139.0K
1.80%
Sole
669.65K
Shared
0.00
None
378.60K
AMAZON.COM INC
DFNDShares1.64M
TypeSH
Market value$138.1K
1.79%
Sole
1.05M
Shared
0.00
None
594.18K
VERTEX PHARMACEUTICALS INC
DFNDShares478.14K
TypeSH
Market value$138.1K
1.79%
Sole
310.86K
Shared
0.00
None
167.28K
JOHNSON & JOHNSON
DFNDShares741.86K
TypeSH
Market value$131.1K
1.70%
Sole
491.53K
Shared
0.00
None
250.33K
UNION PACIFIC
DFNDShares594.61K
TypeSH
Market value$123.1K
1.59%
Sole
387.21K
Shared
0.00
None
207.40K
COGENT COMMUNICATIONS HOLDINGS
DFNDShares2.04M
TypeSH
Market value$116.4K
1.51%
Sole
1.30M
Shared
0.00
None
738.12K
SAIA INC
DFNDShares546.98K
TypeSH
Market value$114.7K
1.49%
Sole
391.36K
Shared
0.00
None
155.62K
KOSMOS ENERGY LTD
DFNDShares17.52M
TypeSH
Market value$111.4K
1.44%
Sole
11.49M
Shared
0.00
None
6.03M
VERISIGN INC
DFNDShares484.06K
TypeSH
Market value$99.4K
1.29%
Sole
315.31K
Shared
0.00
None
168.75K
CHEMED CORP
DFNDShares186.36K
TypeSH
Market value$95.1K
1.23%
Sole
121.33K
Shared
0.00
None
65.03K
BERKSHIRE HATHAWAY INC CL B
DFNDShares295.04K
TypeSH
Market value$91.1K
1.18%
Sole
192.28K
Shared
0.00
None
102.76K
PROLOGIS INC
DFNDShares794.26K
TypeSH
Market value$89.5K
1.16%
Sole
517.57K
Shared
0.00
None
276.69K
INSIGHT ENTERPRISES INC
DFNDShares833.55K
TypeSH
Market value$83.6K
1.08%
Sole
723.20K
Shared
0.00
None
110.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NEXTERA ENERGY INCDFND | COMMON | 2.88M | SH | $240.4K 3.11% | 1.87M | 0.00 | 1M |
MOTOROLA SOLUTIONS INCDFND | COMMON | 924.40K | SH | $238.2K 3.09% | 667.52K | 0.00 | 256.88K |
DOLLAR GENERAL CORPDFND | COMMON | 904.94K | SH | $222.8K 2.89% | 589.44K | 0.00 | 315.50K |
WHEATON PRECIOUS METALS CORPDFND | COMMON | 5.58M | SH | $218.1K 2.82% | 3.56M | 0.00 | 2.02M |
SHERWIN WILLIAMSDFND | COMMON | 891.32K | SH | $211.5K 2.74% | 569.29K | 0.00 | 322.03K |
MICROSOFT CORPDFND | COMMON | 846.94K | SH | $203.1K 2.63% | 557.28K | 0.00 | 289.66K |
DANAHER CORPDFND | COMMON | 744.54K | SH | $197.6K 2.56% | 473.76K | 0.00 | 270.77K |
INTERCONTINENTAL EXCHANGE INCDFND | COMMON | 1.90M | SH | $194.6K 2.52% | 1.21M | 0.00 | 685.96K |
MCCORMICK & CO NON VTGDFND | COMMON | 2.18M | SH | $180.3K 2.34% | 1.39M | 0.00 | 787.10K |
CLOROX CODFND | COMMON | 1.27M | SH | $178.6K 2.31% | 813.31K | 0.00 | 459.72K |
ALPHABET INC-CL ADFND | COMMON | 1.64M | SH | $144.9K 1.88% | 1.05M | 0.00 | 593.25K |
AON PLCDFND | COMMON | 479.28K | SH | $143.9K 1.86% | 312.18K | 0.00 | 167.10K |
SALESFORCE.COM INCDFND | COMMON | 1.05M | SH | $139.0K 1.80% | 669.65K | 0.00 | 378.60K |
AMAZON.COM INCDFND | COMMON | 1.64M | SH | $138.1K 1.79% | 1.05M | 0.00 | 594.18K |
VERTEX PHARMACEUTICALS INCDFND | COMMON | 478.14K | SH | $138.1K 1.79% | 310.86K | 0.00 | 167.28K |
JOHNSON & JOHNSONDFND | COMMON | 741.86K | SH | $131.1K 1.70% | 491.53K | 0.00 | 250.33K |
UNION PACIFICDFND | COMMON | 594.61K | SH | $123.1K 1.59% | 387.21K | 0.00 | 207.40K |
COGENT COMMUNICATIONS HOLDINGSDFND | COMMON | 2.04M | SH | $116.4K 1.51% | 1.30M | 0.00 | 738.12K |
SAIA INCDFND | COMMON | 546.98K | SH | $114.7K 1.49% | 391.36K | 0.00 | 155.62K |
KOSMOS ENERGY LTDDFND | COMMON | 17.52M | SH | $111.4K 1.44% | 11.49M | 0.00 | 6.03M |
VERISIGN INCDFND | COMMON | 484.06K | SH | $99.4K 1.29% | 315.31K | 0.00 | 168.75K |
CHEMED CORPDFND | COMMON | 186.36K | SH | $95.1K 1.23% | 121.33K | 0.00 | 65.03K |
BERKSHIRE HATHAWAY INC CL BDFND | COMMON | 295.04K | SH | $91.1K 1.18% | 192.28K | 0.00 | 102.76K |
PROLOGIS INCDFND | COMMON | 794.26K | SH | $89.5K 1.16% | 517.57K | 0.00 | 276.69K |
INSIGHT ENTERPRISES INCDFND | COMMON | 833.55K | SH | $83.6K 1.08% | 723.20K | 0.00 | 110.36K |
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