Filed: 11/4/2022ACC: 0001021642-22-000004
📋 What this filing means
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 204 equity positions with a total reported market value of $6.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
204
Positions
$6.91M
Total AUM (reported)
138.97M
Total Shares
Allocation by class
COMMON$6.81M98.6%
ADR$59.4K0.9%
EXCHANGE TRADED FUNDS$36.5K0.5%
EXCHANGE TRADED FUNDS - DEBT$3.8K0.1%
WTS$81.000.0%
Portfolio Concentration
Top 3$640.1K9.3%
4–10$1.22M17.7%
11–25$1.71M24.8%
Rest$3.33M48.2%
Top 3 weight
9.3%
Top 10 weight
27.0%
Voting Authority Distribution
Total shares with voting rights: 138.97M
Sole
Full voting authority
111.45M
shares
% of voting shares80.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
27.52M
shares
% of voting shares19.8%
Investment Discretion (by position count)
Sole0
Shared0
Other204
Dominant voting typeSole · 80.2% of voting shares
Institutional Holdings204
Rows:
MOTOROLA SOLUTIONS INC
DFNDShares1.02M
TypeSH
Market value$228.9K
3.31%
Sole
759.80K
Shared
0.00
None
262.12K
NEXTERA ENERGY INC
DFNDShares2.67M
TypeSH
Market value$209.4K
3.03%
Sole
1.67M
Shared
0.00
None
1M
DOLLAR GENERAL CORP
DFNDShares841.31K
TypeSH
Market value$201.8K
2.92%
Sole
526K
Shared
0.00
None
315.31K
MICROSOFT CORP
DFNDShares788.09K
TypeSH
Market value$183.5K
2.66%
Sole
498.75K
Shared
0.00
None
289.34K
DANAHER CORP
DFNDShares696.67K
TypeSH
Market value$179.9K
2.61%
Sole
434.67K
Shared
0.00
None
262K
AMAZON.COM INC
DFNDShares1.58M
TypeSH
Market value$179.1K
2.59%
Sole
991.16K
Shared
0.00
None
593.82K
SHERWIN WILLIAMS
DFNDShares859.12K
TypeSH
Market value$175.9K
2.55%
Sole
537.26K
Shared
0.00
None
321.87K
WHEATON PRECIOUS METALS CORP
DFNDShares5.38M
TypeSH
Market value$174.1K
2.52%
Sole
3.36M
Shared
0.00
None
2.02M
INTERCONTINENTAL EXCHANGE INC
DFNDShares1.83M
TypeSH
Market value$165.3K
2.39%
Sole
1.14M
Shared
0.00
None
685.22K
MCCORMICK & CO NON VTG
DFNDShares2.30M
TypeSH
Market value$163.8K
2.37%
Sole
1.44M
Shared
0.00
None
861.62K
CLOROX CO
DFNDShares1.25M
TypeSH
Market value$160.5K
2.32%
Sole
781.44K
Shared
0.00
None
468.78K
AON PLC
DFNDShares590.59K
TypeSH
Market value$158.2K
2.29%
Sole
369.20K
Shared
0.00
None
221.38K
HENRY JACK & ASSOCIATES
DFNDShares826.63K
TypeSH
Market value$150.7K
2.18%
Sole
519.54K
Shared
0.00
None
307.10K
VERTEX PHARMACEUTICALS INC
DFNDShares504.26K
TypeSH
Market value$146.0K
2.11%
Sole
314.60K
Shared
0.00
None
189.66K
UNION PACIFIC
DFNDShares747.63K
TypeSH
Market value$145.7K
2.11%
Sole
467.53K
Shared
0.00
None
280.10K
JOHNSON & JOHNSON
DFNDShares692.86K
TypeSH
Market value$113.2K
1.64%
Sole
442.68K
Shared
0.00
None
250.18K
ALPHABET INC-CL A
DFNDShares1.16M
TypeSH
Market value$110.8K
1.60%
Sole
724.01K
Shared
0.00
None
434.34K
NVIDIA CORP
DFNDShares878.95K
TypeSH
Market value$106.7K
1.54%
Sole
549.64K
Shared
0.00
None
329.31K
COGENT COMMUNICATIONS HOLDINGS
DFNDShares1.97M
TypeSH
Market value$102.5K
1.48%
Sole
1.23M
Shared
0.00
None
737.35K
SAIA INC
DFNDShares536.33K
TypeSH
Market value$101.9K
1.48%
Sole
372.96K
Shared
0.00
None
163.38K
KOSMOS ENERGY LTD
DFNDShares19.16M
TypeSH
Market value$99.1K
1.43%
Sole
12.04M
Shared
0.00
None
7.12M
CBOE HOLDINGS INC
DFNDShares768.10K
TypeSH
Market value$90.2K
1.31%
Sole
697.99K
Shared
0.00
None
70.11K
VERISIGN INC
DFNDShares449.83K
TypeSH
Market value$78.1K
1.13%
Sole
281.17K
Shared
0.00
None
168.66K
CHEMED CORP
DFNDShares173.31K
TypeSH
Market value$75.7K
1.10%
Sole
108.27K
Shared
0.00
None
65.05K
ENTEGRIS INC
DFNDShares904.48K
TypeSH
Market value$75.1K
1.09%
Sole
584.89K
Shared
0.00
None
319.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MOTOROLA SOLUTIONS INCDFND | COMMON | 1.02M | SH | $228.9K 3.31% | 759.80K | 0.00 | 262.12K |
NEXTERA ENERGY INCDFND | COMMON | 2.67M | SH | $209.4K 3.03% | 1.67M | 0.00 | 1M |
DOLLAR GENERAL CORPDFND | COMMON | 841.31K | SH | $201.8K 2.92% | 526K | 0.00 | 315.31K |
MICROSOFT CORPDFND | COMMON | 788.09K | SH | $183.5K 2.66% | 498.75K | 0.00 | 289.34K |
DANAHER CORPDFND | COMMON | 696.67K | SH | $179.9K 2.61% | 434.67K | 0.00 | 262K |
AMAZON.COM INCDFND | COMMON | 1.58M | SH | $179.1K 2.59% | 991.16K | 0.00 | 593.82K |
SHERWIN WILLIAMSDFND | COMMON | 859.12K | SH | $175.9K 2.55% | 537.26K | 0.00 | 321.87K |
WHEATON PRECIOUS METALS CORPDFND | COMMON | 5.38M | SH | $174.1K 2.52% | 3.36M | 0.00 | 2.02M |
INTERCONTINENTAL EXCHANGE INCDFND | COMMON | 1.83M | SH | $165.3K 2.39% | 1.14M | 0.00 | 685.22K |
MCCORMICK & CO NON VTGDFND | COMMON | 2.30M | SH | $163.8K 2.37% | 1.44M | 0.00 | 861.62K |
CLOROX CODFND | COMMON | 1.25M | SH | $160.5K 2.32% | 781.44K | 0.00 | 468.78K |
AON PLCDFND | COMMON | 590.59K | SH | $158.2K 2.29% | 369.20K | 0.00 | 221.38K |
HENRY JACK & ASSOCIATESDFND | COMMON | 826.63K | SH | $150.7K 2.18% | 519.54K | 0.00 | 307.10K |
VERTEX PHARMACEUTICALS INCDFND | COMMON | 504.26K | SH | $146.0K 2.11% | 314.60K | 0.00 | 189.66K |
UNION PACIFICDFND | COMMON | 747.63K | SH | $145.7K 2.11% | 467.53K | 0.00 | 280.10K |
JOHNSON & JOHNSONDFND | COMMON | 692.86K | SH | $113.2K 1.64% | 442.68K | 0.00 | 250.18K |
ALPHABET INC-CL ADFND | COMMON | 1.16M | SH | $110.8K 1.60% | 724.01K | 0.00 | 434.34K |
NVIDIA CORPDFND | COMMON | 878.95K | SH | $106.7K 1.54% | 549.64K | 0.00 | 329.31K |
COGENT COMMUNICATIONS HOLDINGSDFND | COMMON | 1.97M | SH | $102.5K 1.48% | 1.23M | 0.00 | 737.35K |
SAIA INCDFND | COMMON | 536.33K | SH | $101.9K 1.48% | 372.96K | 0.00 | 163.38K |
KOSMOS ENERGY LTDDFND | COMMON | 19.16M | SH | $99.1K 1.43% | 12.04M | 0.00 | 7.12M |
CBOE HOLDINGS INCDFND | COMMON | 768.10K | SH | $90.2K 1.31% | 697.99K | 0.00 | 70.11K |
VERISIGN INCDFND | COMMON | 449.83K | SH | $78.1K 1.13% | 281.17K | 0.00 | 168.66K |
CHEMED CORPDFND | COMMON | 173.31K | SH | $75.7K 1.10% | 108.27K | 0.00 | 65.05K |
ENTEGRIS INCDFND | COMMON | 904.48K | SH | $75.1K 1.09% | 584.89K | 0.00 | 319.60K |
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