VASSALL DAMIEN (VP, Chief Financial Officer) exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/4/2022ACC: 0001104659-22-042292
Officer· VP, Chief Financial Officer
Since Nov 2021
+25.97K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
31.16K acquired · 5.19K disposed
Non-Derivative Transactions1
Common Stock, $0.01 par value per share
Direct
Shares
+5.19K
Price / share
—
Trade value
—
% of position
29.3%
3/31/2022
17.70K→22.89K
Total
Net shares
+5.19K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/31/2022 | M · Option Exercise | +5.19K | — | — | 29.3% | 17.70K | 22.89K |
| Total | +5.19K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
5.19K shares
Shares
−5.19K
Strike price
Held after
5.19K
Exercisable
—
3/31/2022
Restricted Stock Units
Direct
Converts to
Common Stock
25.97K shares
Shares
+25.97K
Strike price
Held after
25.97K
Exercisable
—
3/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5.19K shares | 3/31/2022 | M · Option Exercise | −5.19K | — | 5.19K | |
| Restricted Stock Units Direct | Common Stock25.97K shares | 3/31/2022 | A · Award | +25.97K | — | 25.97K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
7.47K
Shares owned
7.47K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
7.47K
Owned
7.47K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | 7.47K | 7.47K | |
| Total | 7.47K | 7.47K | ||||