VASQUEZ NICKI (Chief Port. Strat & Alnce Ofcr) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/13/2023ACC: 0001209191-23-042244
Officer· Chief Port. Strat & Alnce Ofcr
Since Aug 2021
-1.12K
Net shares
Net seller
$5.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.25K acquired · 4.37K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.25K
Price / share
—
Trade value
—
% of position
14.2%
7/12/2023
22.86K→26.11K
Common Stock
Direct
Shares
−1.12K
Price / share
$4.70
Trade value
$5.28K
% of position
4.3%
7/12/2023
26.11K→24.99K
Total
Net shares
+2.13K
Net value
-$5.28K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/12/2023 | M · Option Exercise | +3.25K | — | — | 14.2% | 22.86K | 26.11K |
| Common Stock Direct | 7/12/2023 | F · Tax Withholding | −1.12K | $4.70 | $5.28K | 4.3% | 26.11K | 24.99K |
| Total | +2.13K | -$5.28K | ||||||
Derivative Transactions1
Restricted Stock Unit (RSU)
Direct
Converts to
Common Stock
3.25K shares
Shares
−3.25K
Strike price
Held after
6.50K
Exercisable
—
7/12/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU) Direct | Common Stock3.25K shares | 7/12/2023 | M · Option Exercise | −3.25K | — | 6.50K |