VASQUEZ NICKI (Chief Port. Strat & Alnce Ofcr) exercised options at SUTRO BIOPHARMA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock
Shares
+6.75K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
+5.50K
Price / share
—
Trade value
—
% of position
Common Stock
Shares
−4.99K
Price / share
$5.79
Trade value
$28.89K
% of position
Net shares
+7.26K
Net value
-$28.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/3/2023 | M · Option Exercise | +6.75K | — | — | 43.3% | 15.60K | 22.35K |
| Common Stock Direct | 3/3/2023 | M · Option Exercise | +5.50K | — | — | 24.6% | 22.35K | 27.85K |
| Common Stock Direct | 3/3/2023 | F · Tax Withholding | −4.99K | $5.79 | $28.89K | 17.9% | 27.85K | 22.86K |
| Total | +7.26K | -$28.89K | ||||||
Stock Option (right to buy Common Stock)
Common Stock
35K shares
Shares
+35K
Strike price
5.79
Held after
35K
Exercisable
—
Restricted Stock Unit (RSU)
Common Stock
25K shares
Shares
+25K
Strike price
Held after
25K
Exercisable
—
Restricted Stock Unit (RSU)
Common Stock
6.75K shares
Shares
−6.75K
Strike price
Held after
20.25K
Exercisable
—
Restricted Stock Unit (RSU)
Common Stock
5.50K shares
Shares
−5.50K
Strike price
Held after
11K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Common Stock) Direct | Common Stock35K shares | 3/3/2023 | A · Award | +35K | 5.79 | — | 35K |
| Restricted Stock Unit (RSU) Direct | Common Stock25K shares | 3/3/2023 | A · Award | +25K | — | 25K | |
| Restricted Stock Unit (RSU) Direct | Common Stock6.75K shares | 3/3/2023 | M · Option Exercise | −6.75K | — | 20.25K | |
| Restricted Stock Unit (RSU) Direct | Common Stock5.50K shares | 3/3/2023 | M · Option Exercise | −5.50K | — | 11K |