VANDERPLOEG MARTIN J. (President & CEO) reported 2 transactions at WORKIVA INC

Review the transaction codes below to understand the nature of each event.

VANDERPLOEG MARTIN J.

Filed: 1/14/2025ACC: 0001445305-25-000002

InsiderVANDERPLOEG MARTIN J.CIK 1014008

→

IssuerWORKIVA INCCIK 1445305

DirectorOfficer10% Owner· President & CEO

Since Nov 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

9.81K acquired · 9.81K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

G · Gift

−9.81K

Price / share

—

Trade value

—

% of position

3.0%

1/10/2025

324.79K→314.99K

Class A Common Stock

Indirect

G · Gift

+9.81K

Price / share

—

Trade value

—

% of position

2.8%

1/10/2025

345.87K→355.68K

Total

Net shares

+0.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	1/10/2025	G · Gift	−9.81K	—	—	3.0%	324.79K	314.99K
Class A Common Stock Indirect	1/10/2025	G · Gift	+9.81K	—	—	2.8%	345.87K	355.68K
Total			+0.00		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Employee Stock Option to Purchase Class A Common Stock

Direct

Underlying security

Class A Common Stock

Underlying shares

84.21K

Shares owned

84.21K

Exercise price

14.74

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

710.56K

Shares owned

710.56K

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option to Purchase Class A Common Stock

Direct

Underlying security

Class A Common Stock

Underlying shares

200.20K

Shares owned

200.20K

Exercise price

12.40

Expiration

—

Exercise window

—

Class B Common Stock

Indirect

Underlying security

Class A Common Stock

Underlying shares

491.27K

Shares owned

491.27K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.49M

Owned

1.49M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option to Purchase Class A Common Stock Direct	Class A Common Stock	14.74	—	—	84.21K	84.21K
Class B Common Stock Indirect	Class A Common Stock		—	—	710.56K	710.56K
Employee Stock Option to Purchase Class A Common Stock Direct	Class A Common Stock	12.40	—	—	200.20K	200.20K
Class B Common Stock Indirect	Class A Common Stock		—	—	491.27K	491.27K
Total					1.49M	1.49M