VAN VOORHEES SETH

PrivateCIK: 1284934
Location

SHORT HILLS, NJ

VAN VOORHEES SETH (CFO & VP-Business Development) reported 5 transactions at RESEARCH FRONTIERS INC

Review the transaction codes below to understand the nature of each event.

InsiderVAN VOORHEES SETHCIK 1284934
IssuerRESEARCH FRONTIERS INCCIK 793524
Officer· CFO & VP-Business Development
Since Jun 2019
-63.54K
Net shares
Net seller
$125.0K
Total acquired
0
Open market trades
0B · 0S
10
Total transactions
91.55K acquired · 155.09K disposed
Non-Derivative Transactions5

Common Stock

Direct
F · Tax Withholding

Shares

+13.72K

Price / share

$1.83

Trade value

$25.10K

% of position

9.9%
2/21/2020
138.90K152.62K

Common Stock

Direct
F · Tax Withholding

Shares

+22.16K

Price / share

$1.06

Trade value

$23.49K

% of position

14.5%
2/21/2020
152.62K174.78K

Common Stock

Direct
F · Tax Withholding

Shares

+45.27K

Price / share

$1.00

Trade value

$45.27K

% of position

25.9%
2/21/2020
174.78K220.05K

Common Stock

Direct
F · Tax Withholding

Shares

+5.75K

Price / share

$2.89

Trade value

$16.61K

% of position

2.6%
2/21/2020
220.05K225.79K

Common Stock

Direct
F · Tax Withholding

Shares

+4.66K

Price / share

$3.11

Trade value

$14.50K

% of position

2.1%
2/21/2020
225.79K230.45K
Total

Net shares

+91.55K

Net value

$124.96K

Derivative Transactions5

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

25K shares

Shares

25K

Strike price

1.83

Held after

280.19K

Exercisable

2/21/2020

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

30K shares

Shares

30K

Strike price

1.06

Held after

250.19K

Exercisable

2/21/2020

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

60.09K shares

Shares

60.09K

Strike price

1.00

Held after

190.10K

Exercisable

2/21/2020

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

20K shares

Shares

20K

Strike price

2.89

Held after

170.10K

Exercisable

2/21/2020

Stock Option (right to buy)

Direct
M · Option Exercise
Converts to

Common Stock

20K shares

Shares

20K

Strike price

3.11

Held after

150.10K

Exercisable

2/21/2020
VAN VOORHEES SETH — Insider Transaction (Form 4) Filed Feb 24, 2020 | Finecho