VAN NESS W DENMAN exercised options at XOMA ROYALTY CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/16/2021ACC: 0001214659-21-003182
0.00
Net shares
Net seller
$59.3K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
5.70K acquired · 5.70K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.37K
Price / share
$19.40
Trade value
$45.90K
% of position
23.8%
3/15/2021
9.94K→12.31K
Common Stock
Direct
Shares
+3.33K
Price / share
$4.03
Trade value
$13.43K
% of position
27.1%
3/15/2021
12.31K→15.64K
Total
Net shares
+5.70K
Net value
$59.33K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/15/2021 | M · Option Exercise | +2.37K | $19.40 | $45.90K | 23.8% | 9.94K | 12.31K |
| Common Stock Direct | 3/15/2021 | M · Option Exercise | +3.33K | $4.03 | $13.43K | 27.1% | 12.31K | 15.64K |
| Total | +5.70K | $59.33K | ||||||
Derivative Transactions2
Non-Qualified Share Option (Right to Buy)
Direct
Converts to
Common Shares
2.37K shares
Shares
−2.37K
Strike price
19.40
Held after
0.00
Exercisable
—
3/15/2021
Non-Qualified Share Option (Right to Buy)
Direct
Converts to
Common Shares
3.33K shares
Shares
−3.33K
Strike price
4.03
Held after
0.00
Exercisable
—
3/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (Right to Buy) Direct | Common Shares2.37K shares | 3/15/2021 | M · Option Exercise | −2.37K | 19.40 | — | 0.00 |
| Non-Qualified Share Option (Right to Buy) Direct | Common Shares3.33K shares | 3/15/2021 | M · Option Exercise | −3.33K | 4.03 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.00
Total
1.00 indirect1.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.00 | Indirect |
| Total | 1.00 | 1.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported