VAN NESS W DENMAN reported 1 transaction at XOMA ROYALTY CORP
Review the transaction codes below to understand the nature of each event.
Filed: 12/21/2018ACC: 0001190725-18-000040
0.00
Net shares
Net seller
$10.4K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
800.00 acquired · 800.00 disposed
Non-Derivative Transactions1
Common Shares
Direct
Shares
+800.00
Price / share
$13.00
Trade value
$10.40K
% of position
8.7%
12/20/2018
9.14K→9.94K
Total
Net shares
+800.00
Net value
$10.40K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares Direct | 12/20/2018 | X · X | +800.00 | $13.00 | $10.40K | 8.7% | 9.14K | 9.94K |
| Total | +800.00 | $10.40K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
800.00 shares
Shares
−800.00
Strike price
13.0
Held after
0.00
Exercisable
—
12/20/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock800.00 shares | 12/20/2018 | X · X | −800.00 | 13.0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Shares
IndirectShares owned130.00
Common Shares
IndirectShares owned1.00
Total
131.00 indirect131.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 130.00 | Indirect |
| Common Shares | 1.00 | Indirect |
| Total | 131.00 | 131.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported