VAN NESS W DENMAN sold 37.7% of their position (5.53K shares) of XOMA ROYALTY CORP on the open market

Open‑market sale worth $70.0K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

VAN NESS W DENMAN

Filed: 11/16/2018ACC: 0001190725-18-000037

InsiderVAN NESS W DENMANCIK 1221676

→

IssuerXOMA ROYALTY CORPCIK 791908

Director

Since Nov 2018

-5.53K

Net shares

Net seller

$70.0K

Total sold

Open market trades

0B · 1S

Total transactions

7.69K acquired · 13.22K disposed

Non-Derivative Transactions3

Common Shares

Direct

M · Option Exercise

+4.67K

Price / share

$4.03

Trade value

$18.81K

% of position

66.9%

11/15/2018

6.98K→11.65K

Common Shares

Direct

M · Option Exercise

+3.03K

Price / share

$11.20

Trade value

$33.89K

% of position

26.0%

11/15/2018

11.65K→14.67K

Common Shares

Direct

S · Sale

−5.53K

Price / share

$12.67

Trade value

$70.04K

% of position

37.7%

11/15/2018

14.67K→9.14K

Total

Net shares

+2.17K

Net value

-$17.34K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Shares Direct	11/15/2018	M · Option Exercise	+4.67K	$4.03	$18.81K	66.9%	6.98K	11.65K
Common Shares Direct	11/15/2018	M · Option Exercise	+3.03K	$11.20	$33.89K	26.0%	11.65K	14.67K
Common Shares Direct	11/15/2018	S · Sale	−5.53K	$12.67	$70.04K	37.7%	14.67K	9.14K
Total			+2.17K		-$17.34K

Derivative Transactions2

Non-Qualified Share Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Shares

4.67K shares

−4.67K

Strike price

4.03

Held after

3.33K

Exercisable

—

11/15/2018

Non-Qualified Share Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Shares

3.03K shares

−3.03K

Strike price

11.2

Held after

0.00

Exercisable

—

11/15/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Share Option (right to buy) Direct	Common Shares4.67K shares	11/15/2018	M · Option Exercise	−4.67K	4.03	—	3.33K
Non-Qualified Share Option (right to buy) Direct	Common Shares3.03K shares	11/15/2018	M · Option Exercise	−3.03K	11.2	—	0.00

Non-Derivative Holdings (Post-Transaction)2

Common Shares

Indirect

Shares owned130.00

Common Shares

Indirect

Shares owned1.00

Total

131.00 indirect131.00

Security Title	Shares Owned	Ownership Type
Common Shares	130.00	Indirect
Common Shares	1.00	Indirect
Total	131.00	131.00 indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported