VAN BUREN ANNA MARY (President & CEO, Faneuil) purchased 55.55K shares of ALJ REGIONAL HOLDINGS INC on the open market
Open‑market purchases signal personal conviction.
P · 1 purchase
Filed: 8/1/2019ACC: 0000947871-19-000548
DirectorOfficer· President & CEO, Faneuil
Since Jul 2019
+74.06K
Net shares
Net buyer
$0.00
Total acquired
1
Open market trades
1B · 0S
2
Total transactions
74.06K acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+55.55K
Price / share
—
Trade value
—
% of position
New position
7/30/2019
0.00→55.55K
Total
Net shares
+55.55K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/30/2019 | P · Purchase | +55.55K | — | — | New position | 0.00 | 55.55K |
| Total | +55.55K | $0.00 | ||||||
Derivative Transactions1
Warrants
Indirect
Converts to
Common Stock
18.50K shares
Shares
+18.50K
Strike price
1.80
Held after
18.50K
Exercisable
—
7/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock18.50K shares | 7/30/2019 | A · Award | +18.50K | 1.80 | — | 18.50K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned1.52M
Total
1.52M direct1.52M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.52M | Direct |
| Total | 1.52M | 1.52M direct |
Derivative Holdings (Post-Transaction)1
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
150K
Exercise price
3.33
Expiration
—
Exercise window
—
Total
Underlying
150K
Owned
150K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock | 3.33 | — | — | 150K | 150K |
| Total | 150K | 150K | ||||